Giselle Natalia Tropper
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Giselle Natalia Tropper ( ), a licensed former licensee with CE reference AUA249. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | 2017-05-22 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-12-19 | 2017-05-22 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2014-03-13 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2009-12-24 | 2017-05-22 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2009-11-02 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2009-11-02 | 2017-05-22 |