Tara Michelle McDougall
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tara Michelle McDougall ( ), a licensed former licensee with CE reference BFE629. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-11-11 | 2019-11-16 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2017-06-23 | 2019-03-09 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-05-02 | 2019-03-09 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2017-05-02 | 2019-03-09 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2017-05-02 | 2019-03-09 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2017-05-02 | 2017-06-23 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-10-20 | 2016-11-11 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2016-10-20 | 2016-11-11 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-10-20 | 2016-11-11 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-04-15 | 2015-04-26 |