Christopher Scott
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Scott ( ), a licensed former licensee with CE reference ATO855. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Derivatives Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2013-08-22 | 2016-06-25 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2012-11-27 | 2016-06-25 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2012-11-27 | 2016-06-25 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2012-11-27 | 2013-08-22 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2009-09-16 | 2016-06-25 |