Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Jerry Hua-Lin Wang
CE ACA277 - active, Brianna Capital (Asia) Limited
Gordon Chun Ming Lam
CE BHK877 - active, Beagle Asset Management Company Limited
Yuk Wah David Tang
CE AUM159 - active, Beagle Asset Management Company Limited
Chi Keung Wong
CE ABM030 - active, Beagle Asset Management Company Limited
Sin Hang Cheung
CE ANA927 - active, Beagle Asset Management Company Limited
Yilin Zhang
CE BWE282 - active, Beagle Asset Management Company Limited
Yunying Zhang
CE BUL026 - active, Beagle Asset Management Company Limited
Jinglei Chen
CE BHL213 - active, Bei Asset Management (HK) Limited
Collin Ka Lam Lau
CE AEB176 - active, Bei Asset Management (HK) Limited
Chi Ho Tang
CE BSE921 - active, Bei Asset Management (HK) Limited
Howard Clark-Burton
CE AFE830 - active, BMP Wealth Limited
Ian Forbes Marsh
CE ALQ211 - active, BMP Wealth Limited
Jarl Christian Smidt-Olsen
CE AUI160 - active, BMP Wealth Limited
Nicholas John Bannerman
CE AGZ558 - active, BMP Wealth Limited
David Charles Blumsom
CE ASL757 - active, BMP Wealth Limited
Anita Hoi Ying Caswell Ng
CE AKX740 - active, BMP Wealth Limited
James Lee Ramsey
CE BMN687 - active, BMP Wealth Limited
Jahmaine Aderelli Reimann
CE BNA748 - active, BMP Wealth Limited
Ching-Kun Chang
CE ALJ991 - active, Broadshine Asset Management Limited
Shin Hui Huang
CE AQV647 - active, Broadshine Asset Management Limited
Yunn-Ru Chen
CE BPY894 - active, Broadshine Asset Management Limited
Cheng-Hua Cheng
CE ATO441 - active, Broadshine Asset Management Limited
Stephanie Winnie Fan
CE ATO899 - active, Bay Area Hong Kong Capital Limited
Yuanzhi Jiang
CE AVJ206 - active, Bay Area Hong Kong Capital Limited
Victor Chun Ying Cheung
CE ADS697 - active, Brickfield Partners Limited
Ronald Wing Chung Li
CE ASU509 - active, Brickfield Partners Limited
Curtis Chun Yiu Yuen
CE AXH949 - active, Brickfield Partners Limited
Kam Hang Chan
CE BEW493 - active, Brickfield Partners Limited
Wing Leong Algie Ko
CE BOD857 - active, Brickfield Partners Limited
Kwok Hang Liu
CE BJM358 - active, BaoHeng (Hong Kong) Investment Limited
Ai Hua Qin
CE AWS555 - active, BaoHeng (Hong Kong) Investment Limited
Hang Chi Luk
CE AKO709 - active, BaoHeng (Hong Kong) Investment Limited
Wai Yi Lin
CE BHA453 - active, Basel Capital Limited
Pok Man Yiu
CE ATW867 - active, Basel Capital Limited
Lanqing Zhang
CE BRS838 - active, Basel Capital Limited
Ka Lok Fung
CE AGN830 - active, BG Capital Management (Asia) Limited
Peiyi Joanna Lin
CE ARG754 - active, BG Capital Management (Asia) Limited
Iong San Chan
CE ADI841 - active, Bellevue Equity Limited
Jie Chen
CE BAB278 - active, Bellevue Equity Limited
Kelvin Chun Kei Chan
CE AHY019 - active, Basis Asset Management Limited
Hermia Wing Gee Chan
CE ARG978 - active, Basis Asset Management Limited
Ming Hang Chong
CE AWJ006 - active, Basis Asset Management Limited
Sammy Chung Hing Lau
CE AAE939 - active, Basis Asset Management Limited
Xinxin Wang
CE BGN342 - active, Basis Asset Management Limited
Chun Ming Jimmy Chan
CE BIS678 - active, Basis Asset Management Limited
Kwok Kai Fong
CE ALO077 - active, Basis Asset Management Limited
Frederick Andrew Law
CE BBT323 - active, Basis Asset Management Limited
Alex Ho Hay Mui
CE BIR012 - active, Basis Asset Management Limited
Ho Wing Poon
CE BMV985 - active, Basis Asset Management Limited
Chester Chi Tat Yeung
CE ASQ208 - active, Basis Asset Management Limited
Bin Jia
CE BUO423 - active, BPC Asset Management Limited
Shing Chuen Lam
CE AOD039 - active, BPC Asset Management Limited
Jiajun Shao
CE BRW085 - active, BPC Asset Management Limited
Guoqing Zhao
CE BUW251 - active, BPC Asset Management Limited
Hiu Bun Chan
CE AOG841 - active, BLS Capital Limited
Wai Ting Chung
CE BOB604 - active, BLS Capital Limited
Alice Lai Kuen Kan
CE AAW446 - active, BLS Capital Limited
Lawrence Yue Cheong Lai
CE ADI505 - active, BLS Capital Limited
Andrew John Pearson
CE AAJ834 - active, BLS Capital Limited
Eric Sze Wei Chan
CE ALG205 - active, BLS Capital Limited
Ning Yuan Gao
CE BVW974 - active, BLS Capital Limited
Mei Yan Kung
CE BUO985 - active, BLS Capital Limited
Louis Lok Ming Poon
CE AFO678 - active, BLS Capital Limited
Ka Yam Suen
CE BXP589 - active, BLS Capital Limited
Alfred Martin Turner
CE AJM026 - active, BLS Capital Limited
Jue (SFC:BAB005) Wang
CE BAB005 - active, BLS Capital Limited
Linlin E
CE BSM383 - active, Brightus Management Limited
Ronald Hiu Fai Sung
CE AIU569 - active, Brightus Management Limited
Chen (SFC:AKO788) Wang
CE AKO788 - active, Brightus Management Limited
Raymond Pha Giong Chan
CE AFP268 - active, Blue Mountain Bridge Capital Limited
Jenny Kin Nam Sun
CE AGZ149 - active, Blue Mountain Bridge Capital Limited
Wing Hin Wong
CE BOS077 - active, Blue Mountain Bridge Capital Limited
Wai Ting Wong
CE BWT682 - ceased
Ho Yin Richard Chan
CE BSU745 - active, Boundless Investment Limited
Kwong Yiu Jacky Chan
CE AXP292 - active, Boundless Investment Limited
Huaxuan Huang
CE AOA788 - active, Bull Capital Limited
Wai Choi Alfred Ng
CE ARR508 - active, Bull Capital Limited
Linlan He
CE BTP015 - active, Bull Capital Limited
Hin Kwai Lee
CE BTP014 - active, Bull Capital Limited
Yuk Shing Lam
CE BNO273 - active, Beyond Ventures Asset Management Limited
Lap Man
CE BKJ434 - active, Beyond Ventures Asset Management Limited
Huai Chen
CE BWJ786 - active, Beyond Ventures Asset Management Limited
Lai Sheung Yuen
CE BPB270 - active, Beyond Ventures Asset Management Limited
Tsung-Yu Lai
CE BLL631 - active, Broad Fund Management Limited
Huangji Wang
CE BNY649 - active, Barentsz Asset Management Limited
Xiao Wei
CE BIX272 - active, Barentsz Asset Management Limited
Yuanye Niu
CE BUH637 - active, Barentsz Asset Management Limited
He Ma
CE BUI734 - active, Bamboo Creek Capital Management Limited
Jie Wu
CE BUI736 - active, Bamboo Creek Capital Management Limited
Kaiming Jia
CE BUO379 - active, ByWin Capital Management Limited
Qiang Zhang
CE AWZ214 - active, ByWin Capital Management Limited
Kwan Ho Yik
CE APR487 - active, Belter Risen Asset Management Limited
Tai Wai Yu
CE BCC292 - active, Belter Risen Asset Management Limited
Jiatao Luo
CE BUZ403 - active, BayesCrest Resilient Investments Limited
Xiaolong Yang
CE BUZ401 - active, BayesCrest Resilient Investments Limited
Sau Chun Au-Yeung
CE AFJ413 - active, Bilin Investment Limited
Lun Kai
CE BWM063 - active, Bilin Investment Limited
Ka Wai Hui
CE BJL657 - active, Butterfly Holding Limited
Christopher Siu Tong Tam
CE ATO898 - active, Butterfly Holding Limited
Zhaohuixin Tang
CE BWC302 - active, Broad Vision (HK) Holding Limited
Wenbo Xu
CE BQS124 - active, Broad Vision (HK) Holding Limited
Mengya Liu
CE BVT419 - active, BridgeOne Capital Holding Limited
Chunyan Wang
CE BVT417 - active, BridgeOne Capital Holding Limited
Peifeng Zhong
CE BAY182 - active, BT Valley Capital Management Limited
Shubiao Zhu
CE BWF272 - active, BT Valley Capital Management Limited
Bin (SFC:BWN881) Li
CE BWN881 - active, BRIDGE CAPITAL INTERNATIONAL LIMITED
Wei (SFC:BWN885) Li
CE BWN885 - active, BRIDGE CAPITAL INTERNATIONAL LIMITED
Yanjun Huang
CE BWQ609 - active, Byson Asset Management Limited
Weiliang Kong
CE BWQ613 - active, Byson Asset Management Limited
Anthony Paul Golamco
CE AAJ329 - active, Commence Company Limited
Susanna Bik Chu Lung
CE AAJ332 - active, Commence Company Limited
Kwai Fun Yeung
CE BSR796 - active, Commence Company Limited
Sau Mei Chan
CE APJ558 - active, China Assets Investment Management Limited
On Kwok Lau
CE AFJ680 - active, China Assets Investment Management Limited
Zheng Gu
CE BAE207 - active, China Assets Investment Management Limited
Bruno Paul Yves Ghislain Seghin
CE AAB022 - active, Cortez Capital Limited
Yi Fan Wong
CE ANZ866 - ceased
James Craig Chapman
CE ABM684 - active, ChapmanCraig Limited
Douglas Robert Fletcher
CE ATJ494 - active, ChapmanCraig Limited
Keelan Henry Chapman
CE BRI257 - active, ChapmanCraig Limited
Kit Fong Ashley Ng
CE AEX131 - active, ChapmanCraig Limited
Ka Hing Tung
CE ANU680 - ceased
Ying Kit Wong
CE APH572 - active, Canterbury Capital Limited
Yanyan Yao
CE BSJ759 - active, Canterbury Capital Limited
Jing (SFC:BVF353) Zhang
CE BVF353 - active, Canterbury Capital Limited
Ronald Wai Yan Chan
CE AOG463 - active, Chartwell Capital Limited
Wing Fai Danny Hui
CE BKB172 - active, Chartwell Capital Limited
Daniel Pok Man Jim
CE ADS620 - active, Chartwell Capital Limited
Kwun Wa Ng
CE AMP580 - active, Chartwell Capital Limited
Jack Du Tsai
CE AHR672 - active, Chartwell Capital Limited
Salim Aditya
CE BLF579 - active, Chartwell Capital Limited
Lik Ping Cheung
CE AFJ470 - active, Chartwell Capital Limited
Jeremia Bryan Darmadi
CE BVK572 - active, Chartwell Capital Limited
Darren Kevin Yuen
CE BOS225 - active, Chartwell Capital Limited
John Timothy Rucquoi-Berger
CE ACW848 - active, Creative Asset Management Limited
Kwai Fong Tsang
CE AFV209 - active, Creative Asset Management Limited
Chun Wah Wu
CE AHA661 - active, Creative Asset Management Limited
Fei (SFC:BXJ356) Wang
CE BXJ356 - active, Creative Asset Management Limited
Yat Fei Pang
CE ATR220 - active, Cinda International Research Limited
Xunyuan Zhang
CE BTO996 - ceased
Lok Yee Chan
CE BNJ943 - active, Cinda International Research Limited
Yuqing Ge
CE BTC708 - active, Cinda International Research Limited
Tsz Ying Li
CE BKI049 - active, Cinda International Research Limited
da Wu
CE BBJ029 - active, Changsheng Fund Management (H.K.) Limited
Ernest Sze Lok Yeung
CE ADI295 - active, Changsheng Fund Management (H.K.) Limited
Wing Yee Chan
CE AMR696 - active, Calibration Partners (Hong Kong) Limited
James Teik Beng Lim
CE AOS215 - active, Calibration Partners (Hong Kong) Limited
Gilbert Ling Biu Tsang
CE AED568 - active, Calibration Partners (Hong Kong) Limited
Felix Tingtsun Leung
CE AXV405 - active, Calibration Partners (Hong Kong) Limited
Alice Siao Yun Liew
CE BOD405 - active, Calibration Partners (Hong Kong) Limited
Shiu On Wong
CE ALQ909 - active, Calibration Partners (Hong Kong) Limited
Hitoshi Kayama
CE AHQ974 - active, CMH Capital Co., Limited
Vincent Hok Yan Yu
CE APH958 - active, CMH Capital Co., Limited
Shiyu Song
CE BSH090 - active, CMH Capital Co., Limited
Michael Chi Fung Chan
CE ADI587 - active, Chomolungma Asset Management Limited
Edmond Chi Hang Lee
CE AEE304 - active, Chomolungma Asset Management Limited
Kar Man Christine Suen
CE BNO921 - active, Chomolungma Asset Management Limited
Alan Wing Kai Chak
CE ADB786 - active, Cynergy Asset Management Limited
Shou Him Thomas Kam
CE AYG344 - active, Cynergy Asset Management Limited
Wai Hin Wong
CE AWS039 - active, Cynergy Asset Management Limited
Yechong Wu
CE AZS455 - active, Cynergy Asset Management Limited
Xiaoli Liang
CE ANG867 - active, C.M. Capital Advisors (HK) Limited
Timothy Joseph Malone
CE AXV753 - active, C.M. Capital Advisors (HK) Limited
Lici Leon Edward Wu
CE AJD966 - active, C.M. Capital Advisors (HK) Limited
Koon Wai Cheung
CE APF297 - active, CONTRENDIAN Limited
Frank Yiu Tung Ho
CE ANR715 - active, CONTRENDIAN Limited
Eric Yau Kit Chan
CE AAD840 - active, Cheng Chuang Fund Management Limited
Tin Po Lo
CE ADN296 - active, Cheng Chuang Fund Management Limited
Willy Yu-Wei Lan
CE AFT617 - active, Cambium Grove Partners Limited
Hin Lam Wong
CE ALA802 - active, Cambium Grove Partners Limited
Chun Kit Kam
CE BTE361 - active, Cambium Grove Partners Limited
Jason Wu
CE BOF483 - active, Cambium Grove Partners Limited
Chi-Ming Wang
CE BRG004 - active, Cortina Capital Asset Management Limited
Alex Pin-der Wu
CE ANM976 - active, Cortina Capital Asset Management Limited
Betty Wai Man Lo
CE AVC010 - active, Cortina Capital Asset Management Limited
Mei Ying Lu
CE AHY761 - active, Cortina Capital Asset Management Limited
Ka Wai (SFC:APO972) Ng
CE APO972 - active, L&L Holdings Limited
Zhan Li
CE AZX297 - active, CSII Capital Limited
Wentao Tan
CE AXS425 - active, CSII Capital Limited
Huang Xiaotong
CE BVQ207 - active, CSII Capital Limited
Kwan Ho Fan
CE AQL336 - active, Coast International Asset Management Limited
Jing Wang
CE BJG321 - active, Coast International Asset Management Limited
Yuen Chiu Cheng
CE AQJ100 - active, CX Investment Management Limited
Peter Chi Woon Luk
CE AHB993 - active, CX Investment Management Limited
Yilin Liu
CE BUY253 - active, CRRC Hongkong Asset Management Company Limited
Ka Loi Suen
CE AZL125 - active, CRRC Hongkong Asset Management Company Limited
Simiao Tang
CE BQU626 - active, CRRC Hongkong Asset Management Company Limited
Dan Wang
CE BWH548 - active, CRRC Hongkong Asset Management Company Limited
Yang (SFC:BRP524) Zhao
CE BRP524 - active, CRRC Hongkong Asset Management Company Limited
David James Snelling
CE BDR370 - active, Charlton House WM Limited
Tat Yeung Wong
CE BMW937 - active, Charlton House WM Limited
Brendan Ashley Keylock
CE BTT153 - active, Charlton House WM Limited
Zi Jin
CE BRK120 - active, Coronation Capital Limited
Ping Ping
CE ARN421 - active, Coronation Capital Limited
Minxi Wang
CE BUY548 - active, Coronation Capital Limited
Xianrong Yao
CE BRK138 - active, Coronation Capital Limited
Chun Wai Chiang
CE BKE260 - active, China Horizon Asset Management Limited
Ching Nar Cindy Chan
CE BVK012 - active, CPE Asset Management Limited
Jianfeng Sun
CE AOC797 - active, CPE Asset Management Limited
Tao Ye
CE BQU111 - active, CPE Asset Management Limited
Meng Tao
CE BDU845 - active, CPE Asset Management Limited
Tian Tian
CE BOJ642 - ceased
Siqin Dong
CE BTT407 - active, CHINA DINGCHENG CAPITAL MANAGEMENT LIMITED
Wenchuan Ou
CE BRF132 - active, CHINA DINGCHENG CAPITAL MANAGEMENT LIMITED
Lap Chung Chan
CE AIJ099 - active, CL Strategic Management Limited
Po Chu Lee
CE ATD387 - active, CL Strategic Management Limited
Wai Lee Willey Lau
CE BJH784 - active, Collis Capital Limited
Oscar Ho-Hin Ma
CE BNJ387 - active, Collis Capital Limited
Wai Nun Chan
CE AHN460 - active, Collis Capital Limited
Shuwen Zheng
CE BOK574 - ceased
Sum Kei Lam
CE BNV038 - active, Convergence Technology Capital Limited
Siting Shen
CE BRS786 - active, Convergence Technology Capital Limited
Pui Keung Ma
CE BFE801 - active, China Arab Capital Limited
Han (SFC:BTT978) Gao
CE BTT978 - active, CMC Capital Advisors (Hong Kong) Limited
Xiaoli Gu
CE BVS933 - active, CMC Capital Advisors (Hong Kong) Limited
Wei Choy Lee
CE BTH381 - active, CMC Capital Advisors (Hong Kong) Limited
Yibo Wang
CE BWQ770 - active, Creekfront Capital Limited
Zeyuan Yu
CE BTY900 - active, Creekfront Capital Limited
Mu Du
CE BWB631 - active, Creekfront Capital Limited
Jian Lin
CE BWA681 - active, Creekfront Capital Limited
Shen-Hung Hsiao
CE BCZ164 - active, Canaan Global Capital Management Limited
Ning Wang
CE BRE810 - active, Canaan Global Capital Management Limited
Maochun Li
CE BUF447 - active, CGL IM Financial Management Limited
Chi Ming Wong
CE AYK887 - active, CGL IM Financial Management Limited
Lei Zhang
CE BVA327 - active, CGL IM Financial Management Limited
Viola Fung Ling Law
CE AME281 - active, Clearwater Asset Management Limited
Juan Li
CE BWH597 - active, Clearwater Asset Management Limited
Chengxian Dong
CE BUT681 - active, Chengwei HK Management Company Limited
Jie Shen
CE ARJ698 - active, Chengwei HK Management Company Limited
Junzhu Chen
CE BVA627 - active, Colightamc (Hong Kong) Limited
Lidan Su
CE BVA624 - active, Colightamc (Hong Kong) Limited
Fan Yang
CE BRD819 - active, Colightamc (Hong Kong) Limited
Zhiqiang Chen
CE BWC199 - active, China Propitious Securities Limited
Ruth Nancy Fung
CE ACZ955 - active, China Propitious Securities Limited
Yinggu Guo
CE BRR986 - active, Cypress Asset Management Limited
Yunuo Pan
CE BVL474 - active, Cypress Asset Management Limited
Changkai She
CE BOU202 - active, Casstar (HK) Technology Investment Limited
Lin Xia
CE BVT353 - active, Casstar (HK) Technology Investment Limited
Gideon Siu Man Ho
CE AOR642 - active, China World Investments Limited
Wing Chiu Ho
CE AXU901 - active, China World Investments Limited
Yu Dong
CE BJC698 - active, Capibara Capital (Hong Kong) Limited
Mingwei Ma
CE BWG055 - active, Capibara Capital (Hong Kong) Limited
Jiongzhi Li
CE BWA790 - active, Capibara Capital (Hong Kong) Limited
Peilin Zhao
CE BOM281 - active, Capibara Capital (Hong Kong) Limited
Cheuk Wai Chan
CE BLJ862 - active, Constance Growth Capital Limited
Shun Yin Ip
CE AMK305 - active, Constance Growth Capital Limited
Kung Hang Lo
CE ADI031 - ceased
Hiu Ki Jesine Lui
CE BNW222 - ceased
Sui Yang Phang
CE AYT871 - active, Dragon Capital Management (HK) Limited
Beat Schurch
CE ATD465 - active, Dragon Capital Management (HK) Limited