Raymond Pha Giong Chan
陳柏香
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Pha Giong Chan (陳柏香), CE reference AFP268. Currently licensed at 1 firm(s): Blue Mountain Bridge Capital Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Blue Mountain Bridge Capital Limited 岳橋資本有限公司 |
RO | Type 4 — Advising on securities | 2024-09-30 | present |
| Blue Mountain Bridge Capital Limited 岳橋資本有限公司 |
RO | Type 9 — Asset management | 2024-09-30 | present |
| Oaktree Capital (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2019-05-28 | 2022-11-08 |
| Oaktree Capital (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2019-05-28 | 2022-11-08 |
| Oaktree Capital (Hong Kong) Limited | RO | Type 9 — Asset management | 2019-05-28 | 2022-11-08 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2017-09-06 | 2019-05-28 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-11-01 | 2019-05-28 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2016-11-01 | 2019-05-28 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-08 | 2016-10-01 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-08 | 2016-10-01 |
| Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 |
RO | Type 9 — Asset management | 2012-05-10 | 2015-01-31 |
| Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-08-14 | 2012-05-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2005-01-31 | 2008-12-18 |