Hong Kong SFC Licensed Individuals Directory

Zhiming Xie CE BFD432 - active, HCEP Management Limited Lin Zhou CE BOA462 - active, HCEP Management Limited Jiao Yan CE BRC239 - active, Hopewings Asset Management Hong Kong Limited Xinwen Yan CE BUZ163 - active, Hopewings Asset Management Hong Kong Limited Qinfeng Zhang CE BRC242 - active, Hopewings Asset Management Hong Kong Limited Chechung Chang CE AVH886 - active, Hendale Capital Limited Terence Boo Kheng Khoo CE ACZ723 - active, Hendale Capital Limited Henry da-Cheng Lee CE ACS621 - active, Hendale Capital Limited Qing He CE BVA296 - active, HCHP Management Limited Lingxi Kong CE BRO807 - active, HCHP Management Limited Zhonghao Zhang CE BSZ269 - active, HCHP Management Limited Yanan Zhou CE BQE762 - active, HCHP Management Limited Zhijian Ye CE BHS216 - active, Hong Kong Rich & Fortune Assets Management Co., Limited Jiyao Zhang CE BNC814 - active, Hongkong Rich & Fortune Securities Co., Limited Junzhe Yang CE BTE396 - active, Heisenberg Capital Management Limited Xuechuan Zhang CE BSH229 - active, Heisenberg Capital Management Limited Bao He CE AYM451 - active, Harmolands Capital Limited Yi Zhao CE BFP699 - active, Harmolands Capital Limited Yingbei Fang CE BRN966 - active, Harmolands Capital Limited Zicheng Liao CE BNC493 - active, Harmolands Capital Limited Teng Ma CE BFC772 - active, Harmolands Capital Limited Bin Qi CE BUV004 - ceased Zhixiang Su CE BTR090 - active, Headwater Capital Company Limited Jiayang Zhao CE BET323 - active, Headwater Capital Company Limited Chenhao Fu CE BWB457 - active, Headwater Capital Company Limited Siu Wing Cynthia Lam CE ARF359 - active, Headwater Capital Company Limited Lu Luo CE BWX447 - active, Headwater Capital Company Limited Zhicheng Ni CE BGD662 - active, Headwater Capital Company Limited Yuyan Wu CE BPK436 - active, Headwater Capital Company Limited Xiaoxiong Xu CE BWC420 - active, Headwater Capital Company Limited Juan Manuel Delgado-Moreira CE AXX978 - active, Hamilton Lane Asset Management (HK) Limited Collwyn Chen Tan CE AZG868 - active, Hamilton Lane Asset Management (HK) Limited Mingchen Xia CE BDJ561 - active, Hamilton Lane Asset Management (HK) Limited Sungji An CE BDW584 - active, Hamilton Lane (Hong Kong) Limited Man Chow CE AFY865 - active, Hamilton Lane Asset Management (HK) Limited William Kin On Lo CE AXV216 - active, Hamilton Lane Asset Management (HK) Limited Kesra Watganai CE BGI062 - active, Hamilton Lane Asset Management (HK) Limited Li Liang CE BUY928 - active, Hashbase Asset Management Limited Qiyu Zhuang CE BUY926 - active, Hashbase Asset Management Limited Man Kit Derek Chan CE BHM348 - active, HKSTP Co Acceleration Management Limited Tsz Kin Yeung CE AOS242 - active, HKSTP Co Acceleration Management Limited Wing Ki Winnie Lau CE BDJ457 - active, HKSTP Co Acceleration Management Limited Jinjing Ni CE BHF588 - active, Hinge Global Asset Management (HK) Limited Wentao Wu CE BVN032 - active, Hinge Global Asset Management (HK) Limited Shuai Lu CE BWI262 - active, Hess Asset Management Limited Ying Hui Song CE BWH667 - active, Hess Asset Management Limited Zhao (SFC:BEL805) Liu CE BEL805 - active, Impression Investment Limited Yue Yin CE BUL482 - active, Impression Investment Limited Wilson Wai Lum Siu CE AIZ698 - active, Impression Investment Limited Ping Gao CE ALB387 - active, Inforesight Investment Limited Xiaodong Ni CE BJW524 - active, Inforesight Investment Limited Xing Zong CE AYU389 - active, Inforesight Investment Limited Zheng Yan Chua CE BBT847 - active, Ishana Capital Limited Harishankar Ravisankar CE AXZ638 - active, Ishana Capital Limited Madhukar Srinivas Upadhyayula CE BKJ280 - active, Ishana Capital Limited Mark James Oakley Wittet CE AWR862 - active, Ishana Capital Limited Ye Tao CE BWI668 - active, Immensus Capital Investment Management (HK) Limited Zhengye Yao CE AOC708 - active, Immensus Capital Investment Management (HK) Limited Wenning Zhang CE BWN499 - active, Immensus Capital Investment Management (HK) Limited Boheng Zheng CE BHX194 - active, Immensus Capital Investment Management (HK) Limited Wai Sze Clara Chan CE BIG374 - active, Inception Asia Investments Limited Zhizhi Tan CE AYQ567 - active, Inception Asia Investments Limited Hwa Chie Lee CE AHA589 - active, Inspiration Capital Management Limited Tianqing Li CE AMW714 - active, Inspiration Capital Management Limited Chunyang Gai CE BPL988 - active, Jinde Asset Management (Hong Kong) Limited Lifeng Wang CE BHQ354 - active, Jinde Asset Management (Hong Kong) Limited Yifeng Ke CE BWY577 - active, Jupiter Research Capital (Asia) Limited Yan Lu CE ARH429 - active, Jupiter Research Capital (Asia) Limited Bingrong Wang CE BUB154 - active, Jupiter Research Capital (Asia) Limited Jiaoyan Du CE BSF586 - active, Jupiter Research Capital (Asia) Limited Miaotian Xu CE BTK726 - active, JinGe Asset Management (HK) Limited Xianghua Zhang CE BTK729 - active, JinGe Asset Management (HK) Limited Kenny Wing Lok Cheung CE AVV379 - active, Koi Investment Partners International Limited Thomas Bing Ki Kwong CE AYV478 - active, Koi Investment Partners International Limited Gregard Knutsoen Heje CE AUH701 - active, Kontiki Capital Management (HK) Limited Erik Wilson Landgraff CE BJJ279 - active, Kontiki Capital Management (HK) Limited Ran Bi CE BPS488 - active, Kontiki Capital Management (HK) Limited Qiu Lin Guo CE AVM882 - active, Kontiki Capital Management (HK) Limited Scott Michael Henderson CE AQU952 - active, Kontiki Capital Management (HK) Limited Zifan Lin CE BRH305 - active, Kontiki Capital Management (HK) Limited Andrew Mao CE BSF162 - active, Kontiki Capital Management (HK) Limited Siwen Sun CE BNG843 - active, Kontiki Capital Management (HK) Limited Hugo Henry Wood CE AUI775 - active, Kontiki Capital Management (HK) Limited Chen (SFC:BRY433) Zhou CE BRY433 - active, Kontiki Capital Management (HK) Limited Ka Yi Hon CE BEN080 - active, King Tower Asset Management Company Limited Yingbiao Zhang CE BDH059 - active, King Tower Asset Management Company Limited Pui Yuen Chan CE BUF722 - active, King Tower Asset Management Company Limited Ka Ho Hon CE BKI875 - active, King Tower Asset Management Company Limited Ting Wen CE BTP241 - active, King Tower Asset Management Company Limited Jackon Chung Keung Chan CE AEH616 - active, Kairous Capital (HK) Limited Joseph Moh Hon Lee CE BHF356 - active, Kairous Capital (HK) Limited Teng Hau Lee CE BTM560 - active, Kairous Capital (HK) Limited Yik Yang Hia CE BTM561 - active, Kairous Capital (HK) Limited Man Ho Zhang CE BSE152 - active, Kairous Capital (HK) Limited Hojun Choi CE BNY511 - active, Keyrock Capital Management Limited Jennifer Marie Ross CE BKB733 - active, Keyrock Capital Management Limited Jonathan Hung-Yee Shih CE AFI801 - active, Keyrock Capital Management Limited Gordon Chen CE BOR359 - active, Keyrock Capital Management Limited Zerui Qian CE BVM718 - active, Keyrock Capital Management Limited Hidemoto Kawai CE AJL881 - active, Kikaku Management Limited Samuel C Yan CE AEH944 - active, Kikaku Management Limited Yusuke Nakatsuka CE BOI204 - active, Kikaku Management Limited Mukund Bhaskar CE BJT903 - active, Kaleido Capital Partners Limited Young Min Peck CE BID336 - active, Kaleido Capital Partners Limited Yiu Hang Chan CE BRR240 - active, Kaleido Capital Partners Limited Vivian Ming-Yin Chang CE ASI105 - active, Kaleido Capital Partners Limited Daye David Deng CE BNY295 - active, Kaleido Capital Partners Limited Kai Shu Cheng CE BVX732 - active, KunWings Asset Management Limited Lei Xu CE BVX734 - active, KunWings Asset Management Limited Yumo Zhou CE BVX735 - active, KunWings Asset Management Limited Beichen Mao CE ATS704 - active, Kang Sheng Asset Management Limited Cheuk Chi Tsui CE ARV914 - active, Kang Sheng Asset Management Limited Eric Xiao Liang CE BVM686 - active, Link Asset Management Limited Kok Siong Ng CE BMX083 - active, Link Asset Management Limited Man Keung Ng CE BUQ863 - active, Link Asset Management Limited John Russell Saunders CE AFG796 - active, Link Asset Management Limited Ronald Seng Yum Tham CE ALF563 - active, Link Asset Management Limited Brenda Yip CE AOE784 - active, Link Asset Management Limited Alexander Au CE BPQ776 - active, Link Asset Management Limited Ching Chan CE BEO762 - active, Link Asset Management Limited Siu Fung Cheung CE AZC794 - active, Link Asset Management Limited Wai Lok Chu CE BVH298 - active, Link Asset Management Limited Bianca He Xin Dubbelaar CE BVN653 - active, Link Asset Management Limited Ada Ho CE BVF952 - active, Link Asset Management Limited Tak Pui Lai CE BOQ911 - active, Link Asset Management Limited Wai Man Lam CE AMS301 - active, Link Asset Management Limited Kit San Leung CE BCS161 - active, Link Asset Management Limited Kimberley Tin Wai Liu CE BVG798 - active, Link Asset Management Limited Jimmy Wang-Guo CE BWF135 - active, Link Asset Management Limited Chun Kit (SFC:AVJ133) Wong CE AVJ133 - active, Link Asset Management Limited Stanley Wai Keung Ip CE BAL755 - active, Linden Advisors (HK) Limited Stephen CE BJI247 - active, Linden Advisors (HK) Limited Siu Min Wong CE AQE984 - active, Linden Advisors (HK) Limited Timothy C Huang CE APJ306 - active, Lexington Partners Asia Limited John Yong Suk Lee CE ANR202 - active, Lexington Partners Asia Limited Yunyan Sang CE AXN061 - active, Lexington Partners Asia Limited Yan Wing Chan CE BKG341 - active, Lexington Partners Asia Limited Qiaosha Ding CE BQC217 - active, Lexington Partners Asia Limited Sewon Hannah Jeong CE BJM320 - active, Lexington Partners Asia Limited Jong Seong Kim CE ARI932 - active, Lexington Partners Asia Limited Junyan Min CE BKE044 - active, Lexington Partners Asia Limited Sherlyn Muliadi CE BVE064 - active, Lexington Partners Asia Limited Niklas Johan Risberg CE BMF013 - active, Lexington Partners Asia Limited Jizhao Ren CE AVK967 - active, Linkriver Capital Management Limited Chen (SFC:AXC439) Wang CE AXC439 - active, Linkriver Capital Management Limited Ziyin Jin CE AWQ069 - active, Library Research Limited Xu Liu CE BNX596 - active, Library Research Limited Michael Yiu Han Siu CE AEE607 - active, Long Corridor Asset Management Limited James Xinjun Tu CE AJJ210 - active, Long Corridor Asset Management Limited Hyun Suk Chung CE BXQ146 - active, Long Corridor Asset Management Limited Ali Sheikh CE BOA360 - active, Long Corridor Asset Management Limited Simeng Song CE BUR439 - active, Long Corridor Asset Management Limited Alfred Sze Ching Sum CE AYK663 - ceased Gongliang Wu CE AOE644 - active, Long Corridor Asset Management Limited Winson Wing Sum Tai CE AOV063 - active, Luxence Capital Limited Tsz Wai To CE AFU687 - active, Luxence Capital Limited Calvin Chee Jun Wong CE AYF520 - active, Luxence Capital Limited Yiqing Li CE BVT574 - active, Luxence Capital Limited Ka Yee Andrew Leung CE ALK461 - active, Longqi Scientific (Hong Kong) Limited Xiaokang Zhu CE BPL587 - active, Longqi Scientific (Hong Kong) Limited Yili Wang CE BUO277 - active, Longqi Scientific (Hong Kong) Limited Lijing Sun CE BRQ642 - active, Long River Investment Management Limited Lijia Yu CE BQH136 - active, Long River Investment Management Limited Frank Han CE BGP003 - active, L2 Limited Ka Man Kevin Lee CE AXI267 - active, L2 Limited Jonathan Hou Pu Lin CE AWO625 - active, L2 Limited Pui Yin Ma CE BRG024 - active, LALA INVESTMENT MANAGEMENT LIMITED Xiangrong Xu CE BRG030 - active, LALA INVESTMENT MANAGEMENT LIMITED Haishan Lin CE AUZ541 - active, LAV Asset Management (Hong Kong) Limited Lingyan Wan CE BCL741 - active, LAV Asset Management (Hong Kong) Limited Yanru Tao CE BRJ707 - active, LAV Asset Management (Hong Kong) Limited Ying Gao CE BHF149 - active, Landmark Family Office Limited Cameron Philip Harvey CE BOC215 - active, Landmark Family Office Limited Alfred Koon Him Tang CE BAO427 - active, Landmark Family Office Limited Yuk Chun Chow CE AUD239 - active, LumenOMI Capital Limited Zhen Xiong CE BWR954 - active, LumenOMI Capital Limited Muzhi Li CE AQU539 - active, Luven Capital Management Limited Xun (SFC:BSE355) Lu CE BSE355 - active, Luven Capital Management Limited Xi Tan CE BPA120 - active, Luven Capital Management Limited Zhengyu Huang CE BVF539 - active, Long-Term Horizon Investment (Hong Kong) Limited Yuansheng Xia CE BVF536 - active, Long-Term Horizon Investment (Hong Kong) Limited Jing Yang CE BGQ911 - active, Luna Mare Capital Limited Wei Zuo CE ALH756 - active, Luna Mare Capital Limited Yingming Cai CE BVX773 - active, Longhang Asset Management Limited Ricardo Jose Fernandez CE BWB114 - active, LeFevre Park Capital Limited Myles Emmet Galvin CE BQW786 - active, LeFevre Park Capital Limited Ke Li CE BWN531 - active, LocomotivAlpha Limited Zhi (SFC:BWF277) Liu CE BWF277 - active, LocomotivAlpha Limited Jinsong Zhu CE BWF279 - active, LocomotivAlpha Limited Carrie Ka Lee Ho CE BEZ815 - active, LEAN ARC INVESTMENT MANAGEMENT LIMITED Dapeng Lai CE BFN911 - active, LEAN ARC INVESTMENT MANAGEMENT LIMITED Shan Gao CE BWM216 - active, MASECO Asia Limited Ashley Jo Scher CE BHR659 - active, MASECO Asia Limited Mark Evan Scher CE BHR653 - active, MASECO Asia Limited Charu Mathur CE BUL136 - active, MASECO Asia Limited Rong Angie Ma Mason CE AGO962 - active, MCM Investment Partners Limited Daniel John Rose CE AYA429 - active, MCM Asia Limited Adrian Valenzuela Castro CE AXB599 - active, MCM Investment Partners Limited Wenbin Dong CE BFS720 - active, MCM Asia Limited Joel Kian Liem Goh CE ADI940 - active, MCM Asia Limited David Tien Sik Kiang CE AAE628 - active, MCM Investment Partners Limited Kwai Yip Janet Lam CE BQM116 - active, MCM Asia Limited Wai Ling Ezena Mok CE BTY798 - active, MCM Asia Limited Yuxi Sun CE BTX545 - active, MCM Asia Limited Fang (SFC:BIY226) Wang CE BIY226 - ceased Katherine Juri Williams CE ANR851 - active, MCM Asia Limited Qiang Liu CE AXS380 - active, MCI Advisory Limited Jiaming Sun CE AXS384 - active, MCI Advisory Limited Zhi Xue CE BVI095 - active, MCI Advisory Limited Zonghao Wu CE BUE034 - active, MFIO Capital Limited Xiaofei Yu CE BOR718 - active, MFIO Capital Limited Wei (SFC:BOT661) Dong CE BOT661 - active, Minority Asset Management Limited Weizhong Wang CE BOT573 - active, Minority Asset Management Limited Chengyu Duan CE BUO495 - active, Minority Asset Management Limited Yuchen Wang CE BAZ727 - active, Monolith Management Limited Xing Jie Yang CE BJZ537 - active, Monolith Management Limited Chien Yin Chiang CE BPU845 - active, Monolith Management Limited Lifan Deng CE BKP402 - active, Monolith Management Limited Junzi Wang CE BRF963 - active, Monolith Management Limited Qi (SFC:BAW976) Li CE BAW976 - active, MoPan Capital Management Limited He Zhu CE BHP157 - active, MoPan Capital Management Limited Limin Zhu CE APH991 - active, MoPan Capital Management Limited Daping Liang CE BNV495 - active, MoPan Capital Management Limited Siu Lun Kan CE AGC831 - active, MTF Donvex Asset Management Limited Yi Tang CE AQD492 - active, MTF Donvex Asset Management Limited Yue Zheng CE BUK452 - active, MTF Donvex Asset Management Limited Angela Jen-Yin Moh CE ADJ824 - active, MapleCrest Capital Limited Xin Shang CE ADT752 - active, MapleCrest Capital Limited Tanvir Belal CE ASS476 - active, Northwest Investment Management (Hong Kong) Limited George Andrew Philips CE AQQ524 - active, Northwest Investment Management (Hong Kong) Limited David Ian Rogers CE APJ114 - active, Northwest Investment Management (Hong Kong) Limited Mark Smith CE APV538 - active, Northwest Investment Management (Hong Kong) Limited Alastair Robert Dunn CE AZY383 - active, Northwest Investment Management (Hong Kong) Limited Matthew John Shiers CE BHD391 - active, Northwest Investment Management (Hong Kong) Limited Yiting Huang CE AHZ630 - active, New Pacific Capital Limited Jing (SFC:AOL061) Zhang CE AOL061 - active, New Pacific Capital Limited Samantha Tak Yee Chung CE ANW534 - active, Niatross Investments Limited Julian Nicolas Snaith CE AGA808 - active, Niatross Investments Limited Rachel Greene Chowdhry CE BSY148 - active, Niatross Investments Limited Tao Liu CE BUT813 - ceased Andy Fabricio Tipan Sinche CE BUT812 - active, Niatross Investments Limited Guangbin Han CE AXL533 - active, New Thinking (HONG KONG) Investment Management Co. Limited Yuanxi Xie CE BJP646 - active, New Thinking (HONG KONG) Investment Management Co. Limited Mengfei Zhang CE BQH405 - active, New Thinking (HONG KONG) Investment Management Co. Limited Shing Yan William Ho CE BED044 - active, New Thinking (HONG KONG) Investment Management Co. Limited Jianguo Peng CE BLC860 - active, New Thinking (HONG KONG) Investment Management Co. Limited Tingfang Peng CE BHH313 - active, New Thinking (HONG KONG) Investment Management Co. Limited Jiali Wang CE BLE953 - active, New Thinking (HONG KONG) Investment Management Co. Limited Linbei Xie CE BVT340 - active, New Thinking (HONG KONG) Investment Management Co. Limited Kwai Ming Hui CE AKX675 - active, NJ Financial Limited