Sau Mei Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Mei Chan (陳秀媚), a licensed Responsible Officer with CE reference APJ558. Currently licensed at 1 firm(s): China Assets Investment Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 18.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
RO | Type 4 - Advising on securities | 2010-12-30 | present |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-12-30 | present |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
RO | Type 9 - Asset management | 2010-12-30 | present |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-11 | 2010-12-30 |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-09-11 | 2010-12-30 |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
Rep | Type 9 - Asset management | 2007-09-11 | 2010-12-30 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Sau Mei Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| On Kwok Lau | China Assets Investment Management Limited | 2007–present |
| Zheng Gu | China Assets Investment Management Limited | 2015–present |
| Suit Khown Chan | China Assets Investment Management Limited | 2010–2020 |
| Xiao Feng Xu | China Assets Investment Management Limited | 2007–2012 |
| Louis Man Fai Kwan | China Assets Investment Management Limited | 2018–2019 |
| Jun-How Lin | China Assets Investment Management Limited | 2011–2012 |