Louis Lok Ming Poon
潘樂鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Louis Lok Ming Poon (潘樂鳴), CE reference AFO678. Currently licensed at 1 firm(s): BLS Capital Limited. Total licence records on file: 35.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BLS Capital Limited 百翱資本有限公司 |
Rep | Type 4 — Advising on securities | 2025-04-09 | present |
| Winland Wealth Management Limited 永聯財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-07-30 | 2025-01-06 |
| Winland Wealth Management Limited 永聯財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-30 | 2025-01-06 |
| BLS Capital Limited 百翱資本有限公司 |
RO | Type 4 — Advising on securities | 2024-03-05 | 2024-05-31 |
| BLS Capital Limited 百翱資本有限公司 |
Rep | Type 9 — Asset management | 2023-11-29 | 2024-05-31 |
| Allfunds Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2020-03-25 | 2021-10-30 |
| Allfunds Hong Kong Limited |
RO | Type 4 — Advising on securities | 2020-03-25 | 2021-10-30 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-05-21 | 2019-07-19 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-16 | 2019-07-19 |
| VTB Capital Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2018-07-26 | 2019-03-29 |
| VTB Capital Hong Kong Limited | Rep | Type 4 — Advising on securities | 2018-07-26 | 2019-03-29 |
| VTB Capital Hong Kong Limited | RO | Type 1 — Dealing in securities | 2018-01-22 | 2018-07-26 |
| VTB Capital Hong Kong Limited | RO | Type 4 — Advising on securities | 2018-01-22 | 2018-07-26 |
| VTB Capital Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-11-14 | 2018-01-22 |
| VTB Capital Hong Kong Limited | Rep | Type 4 — Advising on securities | 2016-11-14 | 2018-01-22 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-02-10 | 2016-06-25 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-02-10 | 2016-06-25 |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2014-07-18 | 2014-08-14 |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-07-18 | 2014-08-14 |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-10 | 2014-07-18 |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-10 | 2014-07-18 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2011-07-26 | 2014-01-30 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
RO | Type 4 — Advising on securities | 2011-07-26 | 2014-01-30 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-18 | 2011-07-26 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-18 | 2011-07-26 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-13 | 2011-05-03 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-13 | 2011-05-03 |
| New Star International Investment Products (Asia) Limited |
RO | Type 1 — Dealing in securities | 2007-02-13 | 2008-05-23 |
| New Star International Investment Products (Asia) Limited |
RO | Type 4 — Advising on securities | 2006-10-23 | 2008-05-23 |
| New Star International Investment Products (Asia) Limited |
Rep | Type 4 — Advising on securities | 2004-03-31 | 2006-10-23 |
| New Star International Investment Products (Asia) Limited |
Rep | Type 9 — Asset management | 2004-03-31 | 2007-03-31 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-24 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-03 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-03 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-03 |