Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Tsz Fung Yip
CE BUQ326 - active, Yaw Kai Financial Group Limited
Jie He
CE BUM130 - active, YuFeng Capital Limited
Fu Ming Lam
CE ADW923 - active, YuFeng Capital Limited
Ka Yi (SFC:AMX935) Wong
CE AMX935 - active, YuFeng Capital Limited
Ruiyi Bai
CE BXO200 - active, YuFeng Capital Limited
Yuhan Wang
CE BKV088 - active, YuFeng Capital Limited
Yunfan He
CE AQD644 - active, Yino Asset Management Limited
Bo (SFC:BGA920) Liu
CE BGA920 - active, Yino Asset Management Limited
Kin Wai Lui
CE ANM045 - active, Yino Asset Management Limited
Yue (SFC:BSI423) Ma
CE BSI423 - active, Yino Asset Management Limited
Jianfeng Hu
CE BBZ806 - active, Zheshang International Financial Holdings Co., Limited
Pak Kin Koo
CE AFN610 - active, Zheshang International Financial Holdings Co., Limited
Bin Wang
CE AZI719 - active, Zheshang International Financial Holdings Co., Limited
Dan Wu
CE BSQ361 - active, Zheshang International Financial Holdings Co., Limited
Ho Pan Yau
CE AWS533 - active, Zheshang International Financial Holdings Co., Limited
Panpan Cao
CE BMY403 - active, Zheshang International Financial Holdings Co., Limited
Yilin Chen
CE BWZ179 - active, Zheshang International Financial Holdings Co., Limited
Shuning Dai
CE BWW172 - active, Zheshang International Financial Holdings Co., Limited
Xinhao Guo
CE BVD319 - active, Zheshang International Financial Holdings Co., Limited
Bin He
CE BTO361 - active, Zheshang International Financial Holdings Co., Limited
Kailai Jiang
CE BWL381 - active, Zheshang International Financial Holdings Co., Limited
Shuang Jiang
CE BSF659 - active, Zheshang International Financial Holdings Co., Limited
Lingqi Kong
CE BMV426 - active, Zheshang International Financial Holdings Co., Limited
Yee Kit Lam
CE AYF885 - active, Zheshang International Financial Holdings Co., Limited
Wai Hung Lee
CE AEI501 - active, Zheshang International Financial Holdings Co., Limited
Chenrui Li
CE BUV096 - active, Zheshang International Financial Holdings Co., Limited
Wei (SFC:BWZ120) Li
CE BWZ120 - active, Zheshang International Financial Holdings Co., Limited
Xinying Lin
CE BWH424 - active, Zheshang International Financial Holdings Co., Limited
Xu Lin
CE BXJ118 - active, Zheshang International Financial Holdings Co., Limited
Jingfeng Liu
CE BXJ117 - active, Zheshang International Financial Holdings Co., Limited
Jingjing Liu
CE BVK261 - active, Zheshang International Financial Holdings Co., Limited
Tengyun Ma
CE BVU611 - active, Zheshang International Financial Holdings Co., Limited
Yuexin Ma
CE BSD827 - active, Zheshang International Financial Holdings Co., Limited
Yifan Mao
CE BUA185 - active, Zheshang International Financial Holdings Co., Limited
Jiali Ni
CE BXH025 - active, Zheshang International Financial Holdings Co., Limited
Jiyan Qiu
CE BVT269 - active, Zheshang International Financial Holdings Co., Limited
Yiwen Shao
CE BRX631 - active, Zheshang International Financial Holdings Co., Limited
Fanchao Shen
CE BTT231 - active, Zheshang International Financial Holdings Co., Limited
Zhemin Sheng
CE BUI169 - active, Zheshang International Financial Holdings Co., Limited
Jiahui Sun
CE BTZ301 - active, Zheshang International Financial Holdings Co., Limited
Ran Tan
CE BWW837 - ceased
Lizhi Tang
CE BOH605 - active, Zheshang International Financial Holdings Co., Limited
Yuxin Tao
CE BXF347 - active, Zheshang International Financial Holdings Co., Limited
Qi Tian
CE BFD608 - active, Zheshang International Financial Holdings Co., Limited
Alvin Chun Ming Tsui
CE AMS882 - active, Zheshang International Financial Holdings Co., Limited
Zheyu Tu
CE BTY674 - active, Zheshang International Financial Holdings Co., Limited
Wenxin Wang
CE BUX610 - active, Zheshang International Financial Holdings Co., Limited
Yiyang Wang
CE BWL382 - active, Zheshang International Financial Holdings Co., Limited
Zijing Wu
CE BUE173 - active, Zheshang International Financial Holdings Co., Limited
Shuaiwei Xia
CE BVV817 - active, Zheshang International Financial Holdings Co., Limited
Qi Xu
CE BXJ116 - active, Zheshang International Financial Holdings Co., Limited
Jintao Yan
CE BXA685 - active, Zheshang International Financial Holdings Co., Limited
Zuoyang Yuan
CE BNY028 - active, Zheshang International Financial Holdings Co., Limited
Tianchen Zhai
CE BVN732 - active, Zheshang International Financial Holdings Co., Limited
Chen (SFC:BTC759) Zhang
CE BTC759 - active, Zheshang International Financial Holdings Co., Limited
Nini Zhang
CE BTE359 - active, Zheshang International Financial Holdings Co., Limited
Xiaolu Zhang
CE BUD850 - active, Zheshang International Financial Holdings Co., Limited
Yuan Zhang
CE BWM092 - active, Zheshang International Financial Holdings Co., Limited
Congxin Zhu
CE BTR121 - active, Zheshang International Financial Holdings Co., Limited
Tao Hu
CE BIC655 - active, Zinvest Global Limited
Horace Pak Leung Kwan
CE AAY235 - ceased
Yue Qiu
CE BHD128 - active, Zinvest Global Limited
Haowei Wang
CE BMR381 - active, Zinvest Global Limited
Miaozhen Xiao
CE BOA217 - active, Zinvest Global Limited
Wenyan Xiong
CE BVQ822 - active, Zinvest Global Limited
Jinze Zhong
CE BTE574 - active, Zinvest Global Limited
Li Shan
CE BWO390 - active, Zeus Securities (Hong Kong) Limited
Xiaomeng Tian
CE BVF581 - active, Zeus Securities (Hong Kong) Limited
Jiahao He
CE BDM345 - active, 3 Capital Partners Limited
Alex Chung-Wei Yu
CE BHP591 - active, 3 Capital Partners Limited
Junhuan Marvin Hui
CE BXS228 - active, 3 Capital Partners Limited
Hao Yi Benedict Low
CE BQN714 - active, 3 Capital Partners Limited
Jonathan Michael Shelley
CE BUU831 - active, 3 Capital Partners Limited
Sheng Yuan Su
CE BNN011 - active, 3 Capital Partners Limited
John Leonard Browning
CE AQF043 - active, BANDS Financial Limited
Ka Chung Cheung
CE ARC087 - active, BANDS Financial Limited
Daniel Ka Chung Hui
CE AUP690 - active, BANDS Financial Limited
Chenghu Shi
CE AOG041 - active, BANDS Financial Limited
Vincenz Bracke
CE BQO500 - active, BANDS Financial Limited
Yu Hin Cheng
CE BRV374 - active, BANDS Financial Limited
Ping Hung Huang
CE BNY554 - active, BANDS Capital Management Limited
Yin Huang
CE BTP375 - active, BANDS Financial Limited
Wenjing Liao
CE BRR913 - active, BANDS Financial Limited
Yanhong Liu
CE BVB402 - active, BANDS Capital Management Limited
Zhaoli Liu
CE BOZ592 - active, BANDS Financial Limited
Junyi Tang
CE BWL993 - active, BANDS Financial Limited
Man (SFC:BTR582) Yuan
CE BTR582 - active, BANDS Financial Limited
Tiantian Zhang
CE BTQ829 - active, BANDS Financial Limited
Alvin Chong
CE AZJ073 - active, Charleswin Bullion Limited
Yvonne Chong
CE AJE056 - active, Charleswin Bullion Limited
Men Fung Chung
CE ABH573 - active, Charleswin Bullion Limited
Chun Yin Lam
CE BDZ119 - active, Charleswin Bullion Limited
Chun Wai Cheung
CE BMV688 - active, DA YUE Financial Group Limited
Wing Wah (SFC:ACI994) Tsang
CE ACI994 - active, DA YUE Financial Group Limited
Qinxuan Du
CE BWG229 - active, DA YUE Financial Group Limited
Yinxiang Liao
CE BXB903 - active, DA YUE Financial Group Limited
Kwun Hung Chow
CE AEV862 - active, Easy Trading Online Limited
Yun Fuk Leung
CE AFC126 - active, Easy Trading Online Limited
Wai Man Leung
CE ALK478 - active, Hantec Securities Co. Limited
Thomas Hin Yee Mo
CE AEP389 - active, Hantec Wealth Management Company Limited
Yik Hung Ying
CE AAK817 - active, Hantec Securities Co. Limited
Chuen Chu Simon Chan
CE ARE936 - active, Hantec Securities Co. Limited
Wai Hong Cho
CE ARP389 - active, Hantec Securities Co. Limited
Koon Ho Chow
CE AVF577 - active, Hantec Securities Co. Limited
Hou Cheong Chu
CE AAH927 - active, Hantec Securities Co. Limited
Jeremy Ka Ki Chung
CE BEZ271 - active, Hantec Futures Limited
Wing Ying Wylson Chung
CE AYS704 - active, Hantec Wealth Management Company Limited
Yuen Leung Ku
CE AEE533 - active, Hantec Futures Limited
Jacky Chun Ki Kwok
CE ATT300 - active, Hantec Securities Co. Limited
Ming Leung Lai
CE AFB331 - active, Hantec Securities Co. Limited
Wai Yan Law
CE AMH034 - active, Hantec Wealth Management Company Limited
Kwan Ho Mok
CE BBB910 - active, Hantec Securities Co. Limited
Che Ho Poon
CE AEH550 - active, Hantec Securities Co. Limited
Hing Lung Tong
CE AQW032 - active, Hantec Wealth Management Company Limited
Chiu Hung Anthony Tsang
CE BSG751 - active, Hantec Wealth Management Company Limited
Fat Chuen Ines Michael Tse
CE ARA176 - active, Hantec Securities Co. Limited
Hang Kin Wu
CE AVN069 - active, Hantec Securities Co. Limited
Tsz Chung Yip
CE BSA365 - active, Hantec Futures Limited
Wai Kui Yip
CE AGI948 - active, Hantec Securities Co. Limited
Kim Fung Au
CE AAI313 - active, Luk Fook Securities (HK) Limited
Chiu Chung Hui
CE AAB312 - active, Luk Fook Asset Management (HK) Limited
Chun Ho Lee
CE ADZ904 - active, Luk Fook Securities (HK) Limited
Ming Fai Sui
CE AEA210 - active, Luk Fook Asset Management (HK) Limited
Juexi Wan
CE BAN016 - active, Luk Fook Futures (HK) Limited
Koon Ho Wong
CE AFR831 - active, Luk Fook Futures (HK) Limited
Cheuk Ying Au
CE BID771 - active, Luk Fook Securities (HK) Limited
Kit Wai Chan
CE AFU271 - active, Luk Fook Securities (HK) Limited
Shu Pui Chan
CE AVA786 - active, Luk Fook Securities (HK) Limited
Wing Lim Chan
CE BLG083 - active, Luk Fook Futures (HK) Limited
Yim Chan
CE AHS851 - active, Luk Fook Securities (HK) Limited
Wing Yin Chau
CE BTO492 - active, Luk Fook Securities (HK) Limited
Kwai Hung Cheng
CE AAE890 - active, Luk Fook Securities (HK) Limited
Tsz Ching Raphael Cheung
CE BXQ728 - active, Luk Fook Asset Management (HK) Limited
Bing Dai
CE BEC616 - active, Luk Fook Securities (HK) Limited
Dingding Fan
CE BUV642 - active, Luk Fook Securities (HK) Limited
Taihua Guo
CE BSX571 - active, Luk Fook Securities (HK) Limited
Jie (SFC:BTP239) He
CE BTP239 - active, Luk Fook Asset Management (HK) Limited
Bennett Yiu Fai Hon
CE ARW395 - active, Luk Fook Securities (HK) Limited
King Che Hui
CE BPE986 - active, Luk Fook Securities (HK) Limited
Hon Man Ip
CE ADH572 - active, Luk Fook Securities (HK) Limited
Carrives Lap Ki Kwan
CE AAA545 - active, Luk Fook Securities (HK) Limited
Man Leung Kwan
CE ACN428 - active, Luk Fook Futures (HK) Limited
Chor Sing Kwok
CE AQJ206 - ceased
Wai Na Lam
CE ATT647 - active, Luk Fook Securities (HK) Limited
Ka Chun (SFC:AVM124) Lau
CE AVM124 - active, Luk Fook Securities (HK) Limited
King Wai Law
CE AUG577 - active, Luk Fook Securities (HK) Limited
Shuh Po Lee
CE AIW280 - active, Luk Fook Securities (HK) Limited
Ka Man Leung
CE AAJ969 - active, Luk Fook Securities (HK) Limited
Dayu Li
CE BUL939 - active, Luk Fook Securities (HK) Limited
Anthony Ho Sang Loong
CE ALF515 - active, Luk Fook Securities (HK) Limited
Man Ching Ng
CE AFF848 - active, Luk Fook Futures (HK) Limited
Reve Shu Wing Ng
CE AFT551 - active, Luk Fook Securities (HK) Limited
Ka Shing Pun
CE ARQ531 - active, Luk Fook Securities (HK) Limited
Shuang Shan
CE BHJ763 - active, Luk Fook Securities (HK) Limited
Lai On Ann Shiu
CE AEA831 - active, Luk Fook Securities (HK) Limited
Mei Yee Angel Siu
CE BDN265 - active, Luk Fook Futures (HK) Limited
Sum Yee Tam
CE BWH099 - active, Luk Fook Futures (HK) Limited
Wai Chou Tse
CE AAA552 - active, Luk Fook Securities (HK) Limited
Hiu Ching Wong
CE BTY108 - ceased
Tsun Shing Wong
CE BRX972 - active, Luk Fook Asset Management (HK) Limited
Tsz On Wong
CE AQI523 - active, Luk Fook Securities (HK) Limited
Wing Sheung Wong
CE AGO417 - active, Luk Fook Securities (HK) Limited
Man Ching Wu
CE AGL043 - active, Luk Fook Futures (HK) Limited
Wan-Hsiang Yang
CE BGI287 - active, Luk Fook Asset Management (HK) Limited
Yung Cheng Yang
CE BVT132 - active, Luk Fook Futures (HK) Limited
Kok Tong Yeung
CE AEO749 - active, Luk Fook Securities (HK) Limited
Muk Yan Yeung
CE AFE381 - active, Luk Fook Securities (HK) Limited
Pui Tak Yu
CE AOY583 - active, Luk Fook Futures (HK) Limited
Linhong Zheng
CE BOP888 - active, Luk Fook Futures (HK) Limited
Jinjing Zhou
CE BWB562 - active, Luk Fook Securities (HK) Limited
Kit Shing Cheung
CE BEJ868 - active, Minmetals Financial Services Limited
Lim Pong Kwan
CE ALL139 - active, Minmetals Financial Services Limited
Hanying Zhang
CE BRO968 - active, Minmetals Financial Services Limited
Wing Sze Chan
CE BNS771 - active, Minmetals Financial Services Limited
Chau Fu
CE BRQ386 - active, Minmetals Financial Services Limited
Mingqing Li
CE BUF757 - active, Minmetals Financial Services Limited
Wai Kuen Mak
CE BGY373 - active, Minmetals Financial Services Limited
Hao Wang
CE BXO344 - active, Minmetals Financial Services Limited
Qiong Wu
CE BWK392 - active, Minmetals Financial Services Limited
Wai Chun Lam
CE BBN869 - active, Ark Futures (Hong Kong) Limited
Kin Hang Au-Yeung
CE ACV027 - active, AT Global Financial Services (HK) Limited
Zhonglin Zheng
CE BPA565 - active, AT Global Financial Services (HK) Limited
Barry-Ray Flanigan
CE BVY598 - active, iSAM Securities (HK) Limited
Yvonne Pui Yee Luk
CE AMM424 - active, iSAM Securities (HK) Limited
de Cheng Tan
CE BPO625 - active, iSAM Securities (HK) Limited
Jack Douglas Biss
CE BXA587 - active, iSAM Securities (HK) Limited
Po-Yu Lei
CE BWF130 - active, iSAM Securities (HK) Limited
Ka Nam Man
CE BRH594 - active, iSAM Securities (HK) Limited
Weiting Ou
CE BUB258 - active, iSAM Securities (HK) Limited
Yongxin Xu
CE BWE711 - active, iSAM Securities (HK) Limited
Zhenbang Zha
CE BTS538 - active, iSAM Securities (HK) Limited
Yan Chan
CE AUG812 - active, Lianlian StarFX Company Limited
Kai Hong Tso
CE BAD450 - active, Lianlian StarFX Company Limited
Bill Chi Piu Kwok
CE AAC195 - active, Wocom Foreign Exchange Co. Limited
Kit Man Leung
CE APC586 - active, Wocom Investment Management Limited
Trini Chi Suen Tsang
CE AAC491 - active, Wocom Foreign Exchange Co. Limited
Chin Pik Chan
CE ASD310 - active, Wocom Foreign Exchange Co. Limited
Kwok Ho Chan
CE AIH463 - active, Wocom Foreign Exchange Co. Limited
Siu Kam Li
CE AAC179 - active, Wocom Securities Limited
Hong Fu Wong
CE ACP165 - active, Wocom Securities Limited
Peter Richard Stephen Barrett
CE AUO108 - active, ASPIRE Multi-Family Office Limited
Maximilian Edward Johnson
CE BAT994 - active, Asia Pacific Investment Advisors Limited
Ping Wai Lim
CE AUC466 - active, Asia Pacific Investment Advisors Limited
Shane Frederick Weir
CE AAG321 - active, ASPIRE Multi-Family Office Limited
Richard George Clarke
CE BSR423 - active, Asia Pacific Investment Advisors Limited
Sean Nicholas Croucher
CE AEE307 - active, Asia Pacific Investment Advisors Limited
Nicholas John Francis Hoar
CE AXR713 - active, Asia Pacific Investment Advisors Limited
Louis McDaniel Bowen
CE AAD224 - active, ACM Asia Limited
James Desmond Collins-Taylor
CE ABO257 - active, ACM Asia Limited
Andrew John Peregrine Korner
CE AAC367 - active, Asian Capital Partners (HK) Limited
Jamie Jin-Ming Lee
CE BHY529 - active, Alpha Nova Capital Management Limited
Chun Fai Pang
CE AQJ528 - active, Alpha Nova Capital Management Limited
Gordon Shing Chi Chan
CE ANN268 - active, Alpha Nova Capital Management Limited
Robert Yin Chiu
CE ACV216 - active, Axiom Investment Management Limited
Lai Shan Wong
CE BQG366 - active, Axiom Investment Management Limited
Chee Ming Liu
CE AAD288 - active, Platinum Broking Company Limited
Daryl Zhen Rong Liu
CE AUV429 - active, Access Investment Management (H.K.) Limited
Pingxin Lu
CE AGB017 - active, AASTOCKS.com Limited
Yifan Tang
CE AGA702 - active, AASTOCKS.com Limited
Pui Sze Fanny Lau
CE BJZ085 - active, AASTOCKS.com Limited
Chang Sheng Lin
CE BQO826 - active, AASTOCKS.com Limited
Peter Francis Amour
CE AAN684 - active, AIF Capital Limited
Theresa Yuk Mui Chung
CE AEN710 - active, AIF Capital Limited
Stephen Lee
CE AFT346 - active, AIF Capital Limited
Charles Ka Kit Cheng
CE BOF391 - active, AIF Capital Limited
Robert Frederik Dudok van Heel
CE BFF029 - active, AIF Capital Limited
Amos Chi-Hin Ng
CE BSX731 - ceased
Woon Lai Ip
CE AFG102 - active, Asia Pacific Capital (HK) Limited
Ashok Sanatkumar Kothari
CE AGN038 - active, Asia Pacific Capital (HK) Limited
Tat H Au Yeung
CE AFZ713 - active, AD Capital Management (Hong Kong) Limited
Benjamin Kwok Kin Cheng
CE ARG931 - active, AD Capital Management (Hong Kong) Limited
Wei (SFC:BKJ042) Li
CE BKJ042 - active, AD Capital Management (Hong Kong) Limited
Chi Ming Lee
CE AKL722 - active, Alpha Wealth Management Limited
Kwok King Wong
CE AFC358 - active, Alpha Wealth Management Limited
Shing Kwan Lau
CE BPE183 - active, Alpha Wealth Management Limited
Eric Kian Hoe Lim
CE ACI999 - active, Aspen Hill Partners (Hong Kong) Limited
Po Ming Tseng
CE BAY473 - active, Aspen Hill Partners (Hong Kong) Limited
Wendy Yuan Hui Wu
CE ART440 - active, Aspen Hill Partners (Hong Kong) Limited
Won Mon Cheng
CE ARN518 - active, Aspen Hill Partners (Hong Kong) Limited
Kai Ho Cheung
CE BNI610 - active, Aspen Hill Partners (Hong Kong) Limited
Raymond Kai Shing Chung
CE ADO794 - active, Aspen Hill Partners (Hong Kong) Limited
Boon Aik Lim
CE AUI668 - active, Aspen Hill Partners (Hong Kong) Limited
Shui Yin Poon
CE ALP825 - active, Aspen Hill Partners (Hong Kong) Limited
Ling Yu Wang
CE BAV759 - active, Aspen Hill Partners (Hong Kong) Limited
Alfred Man Ho Yung
CE AVH937 - active, Aspen Hill Partners (Hong Kong) Limited
Pier Christiaan de Vries
CE ABM870 - active, Asia Frontier Investments Limited
Ruchir Devanshu Desai
CE BBP446 - active, Asia Frontier Investments Limited
Thomas Eugen Hugger
CE ACR505 - active, Asia Frontier Investments Limited
Roland Jakob Jossi
CE BRX426 - active, Asia Frontier Investments Limited
Andreas Vogelsanger
CE AUX255 - active, Asia Frontier Investments Limited