Ernest Sze Lok Yeung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ernest Sze Lok Yeung (楊思樂), a licensed Responsible Officer with CE reference ADI295. Currently licensed at 1 firm(s): Changsheng Fund Management (H.K.) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.2 years of SFC licence history. Total licence records on file: 11.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Changsheng Fund Management (H.K.) Limited 長盛基金(香港)有限公司 |
RO | Type 4 - Advising on securities | 2020-11-16 | present |
| Changsheng Fund Management (H.K.) Limited 長盛基金(香港)有限公司 |
RO | Type 9 - Asset management | 2020-11-16 | present |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-19 | 2020-06-23 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-19 | 2020-06-23 |
| Changsheng Fund Management (H.K.) Limited 長盛基金(香港)有限公司 |
RO | Type 4 - Advising on securities | 2013-09-16 | 2019-06-30 |
| Changsheng Fund Management (H.K.) Limited 長盛基金(香港)有限公司 |
RO | Type 9 - Asset management | 2013-09-16 | 2019-06-30 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2006-02-02 | 2011-09-01 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 9 - Asset management | 2006-02-02 | 2011-09-01 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2005-07-18 | 2005-10-01 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2005-07-18 | 2005-10-01 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-07-18 | 2005-10-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ernest Sze Lok Yeung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.