Peter Chi Woon Luk
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Chi Woon Luk (陸治垣), a licensed Responsible Officer with CE reference AHB993. Currently licensed at 1 firm(s): CX Investment Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.6 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CX Investment Management Limited 淳熙投資管理有限公司 |
RO | Type 4 - Advising on securities | 2020-10-21 | present |
| CX Investment Management Limited 淳熙投資管理有限公司 |
RO | Type 9 - Asset management | 2020-10-21 | present |
| Globe Capital Asset Management Limited 環球資本資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-16 | 2020-04-14 |
| Globe Capital Asset Management Limited 環球資本資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-08-16 | 2020-04-14 |
| Globe Capital Asset Management Limited 環球資本資產管理有限公司 |
RO | Type 9 - Asset management | 2017-08-16 | 2020-04-14 |
| Gamma Consortium Limited (The) | RO | Type 4 - Advising on securities | 2016-10-03 | 2017-05-31 |
| Gamma Consortium Limited (The) | RO | Type 9 - Asset management | 2016-10-03 | 2017-05-31 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
RO | Type 4 - Advising on securities | 2015-09-04 | 2016-09-30 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
RO | Type 9 - Asset management | 2015-09-04 | 2016-09-30 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-22 | 2015-07-01 |
| Bright Smart Asset Management Limited 耀才資產管理有限公司 |
RO | Type 9 - Asset management | 2012-03-26 | 2015-07-01 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-09 | 2009-11-25 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 9 - Asset management | 2009-03-09 | 2009-11-25 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-13 | 2005-07-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peter Chi Woon Luk during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.