Peter Chi Woon Luk
陸治垣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Chi Woon Luk (陸治垣), a licensed Responsible Officer with CE reference AHB993. Currently licensed at 1 firm(s): CX Investment Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CX Investment Management Limited 淳熙投資管理有限公司 |
RO | Type 4 — Advising on securities | 2020-10-21 | present |
| CX Investment Management Limited 淳熙投資管理有限公司 |
RO | Type 9 — Asset management | 2020-10-21 | present |
| Globe Capital Asset Management Limited 環球資本資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-16 | 2020-04-14 |
| Globe Capital Asset Management Limited 環球資本資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-08-16 | 2020-04-14 |
| Globe Capital Asset Management Limited 環球資本資產管理有限公司 |
RO | Type 9 — Asset management | 2017-08-16 | 2020-04-14 |
| Gamma Consortium Limited (The) | RO | Type 4 — Advising on securities | 2016-10-03 | 2017-05-31 |
| Gamma Consortium Limited (The) | RO | Type 9 — Asset management | 2016-10-03 | 2017-05-31 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
RO | Type 4 — Advising on securities | 2015-09-04 | 2016-09-30 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
RO | Type 9 — Asset management | 2015-09-04 | 2016-09-30 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-22 | 2015-07-01 |
| Bright Smart Asset Management Limited 耀才資產管理有限公司 |
RO | Type 9 — Asset management | 2012-03-26 | 2015-07-01 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-09 | 2009-11-25 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 9 — Asset management | 2009-03-09 | 2009-11-25 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-13 | 2005-07-06 |