Sui Yang Phang
彭修阳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sui Yang Phang (彭修阳), a licensed Responsible Officer with CE reference AYT871. Currently licensed at 1 firm(s): Dragon Capital Management (HK) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dragon Capital Management (HK) Limited |
RO | Type 4 — Advising on securities | 2024-08-22 | present |
| Dragon Capital Management (HK) Limited |
RO | Type 9 — Asset management | 2024-08-22 | present |
| Neo Risk Investment Advisors Limited | RO | Type 4 — Advising on securities | 2024-05-09 | 2024-07-31 |
| Neo Risk Investment Advisors Limited | RO | Type 9 — Asset management | 2024-05-09 | 2024-07-31 |
| Neo Risk Investment Advisors Limited | Rep | Type 4 — Advising on securities | 2022-04-25 | 2024-05-09 |
| Neo Risk Investment Advisors Limited | Rep | Type 9 — Asset management | 2022-04-25 | 2024-05-09 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-03 | 2016-04-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-10 | 2016-04-29 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2012-01-10 | 2013-08-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-01-10 | 2016-04-29 |