Viola Fung Ling Law
羅鳳玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Viola Fung Ling Law (羅鳳玲), a licensed Responsible Officer with CE reference AME281. Currently licensed at 1 firm(s): Clearwater Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 37.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Clearwater Asset Management Limited |
RO | Type 4 — Advising on securities | 2025-06-24 | present |
| Clearwater Asset Management Limited |
RO | Type 9 — Asset management | 2025-06-24 | present |
| Clearwater Asset Management Limited |
Rep | Type 4 — Advising on securities | 2025-06-11 | 2025-06-24 |
| Clearwater Asset Management Limited |
Rep | Type 9 — Asset management | 2025-06-11 | 2025-06-24 |
| Kietex Capital Limited 旗德資本有限公司 |
Rep | Type 4 — Advising on securities | 2025-04-03 | 2025-05-25 |
| Kietex Capital Limited 旗德資本有限公司 |
Rep | Type 9 — Asset management | 2025-04-03 | 2025-05-25 |
| Win Win Asset Management (HK) Limited 商盈資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-08-20 | 2024-11-04 |
| Win Win Asset Management (HK) Limited 商盈資產管理有限公司 |
RO | Type 9 — Asset management | 2024-08-20 | 2024-11-04 |
| Win Win Asset Management (HK) Limited 商盈資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-08-13 | 2024-08-20 |
| Win Win Asset Management (HK) Limited 商盈資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-08-13 | 2024-08-20 |
| Kietex Capital Limited 旗德資本有限公司 |
RO | Type 4 — Advising on securities | 2020-11-04 | 2024-08-05 |
| Kietex Capital Limited 旗德資本有限公司 |
RO | Type 9 — Asset management | 2020-11-04 | 2024-08-05 |
| Kietex Capital Limited 旗德資本有限公司 |
Rep | Type 9 — Asset management | 2020-10-29 | 2020-11-04 |
| Runlin Asset Management Limited 潤林資產管理有限公司 |
RO | Type 9 — Asset management | 2019-05-07 | 2020-04-10 |
| Runlin Asset Management Limited 潤林資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-04-30 | 2019-05-07 |
| AIF Securities Limited 亞投證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-07 | 2019-04-05 |
| AIF Securities Limited 亞投證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-12-07 | 2019-04-05 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-12-07 | 2019-04-05 |
| AIF Securities Limited 亞投證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-12-07 | 2019-04-05 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
RO | Type 9 — Asset management | 2018-12-07 | 2019-04-05 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-12 | 2018-12-07 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-10-12 | 2018-12-07 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-12 | 2018-12-07 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-10-12 | 2018-12-07 |
| Wing Fung Securities Limited 永豐證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-05-30 | 2018-10-03 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-05-30 | 2018-10-03 |
| Wing Fung Securities Limited 永豐證券有限公司 |
RO | Type 4 — Advising on securities | 2018-05-30 | 2018-10-03 |
| Wing Fung Securities Limited 永豐證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-05-30 | 2018-10-03 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-10 | 2018-05-30 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-01 | 2018-05-30 |
| Big Bay Securities (HK) Limited 大灣證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-27 | 2017-08-12 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-09-10 | 2016-11-21 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-10 | 2016-11-21 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-13 | 2016-11-21 |
| Goldenway Securities Company Limited 金匯證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-11-20 | 2015-02-11 |
| Goldenway Securities Company Limited 金匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-19 | 2013-11-20 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-19 | 2010-05-14 |