Yuen Chiu Cheng
鄭元超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Chiu Cheng (鄭元超), a licensed Responsible Officer with CE reference AQJ100. Currently licensed at 1 firm(s): CX Investment Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CX Investment Management Limited 淳熙投資管理有限公司 |
RO | Type 4 — Advising on securities | 2020-10-21 | present |
| CX Investment Management Limited 淳熙投資管理有限公司 |
RO | Type 9 — Asset management | 2020-10-21 | present |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 9 — Asset management | 2019-09-23 | 2020-07-13 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-06 | 2020-07-13 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-06 | 2020-07-13 |
| Bridgeway Prime Shop Fund Management Limited 盛滙商舖基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-11 | 2019-05-16 |
| Bridgeway Prime Shop Fund Management Limited 盛滙商舖基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-11 | 2019-05-16 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-20 | 2015-06-19 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-11-20 | 2015-06-19 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-11-20 | 2015-06-19 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-04-30 | 2010-10-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-06 | 2010-10-01 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-02-06 | 2010-08-01 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-10 | 2008-10-13 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-03-10 | 2008-10-13 |