Ronald Wing Chung Li
李穎中
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Wing Chung Li (李穎中), a licensed Responsible Officer with CE reference ASU509. Currently licensed at 1 firm(s): Brickfield Partners Limited. Active regulated activities: Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brickfield Partners Limited 磚田伙伴有限公司 |
RO | Type 4 — Advising on securities | 2025-03-10 | present |
| Brickfield Partners Limited 磚田伙伴有限公司 |
RO | Type 5 — Advising on futures contracts | 2025-03-10 | present |
| Brickfield Partners Limited 磚田伙伴有限公司 |
RO | Type 9 — Asset management | 2019-01-30 | present |
| City Financial Investment Company (Hong Kong) Limited | RO | Type 9 — Asset management | 2014-09-26 | 2018-07-31 |
| Ballingal Investment Advisors Limited |
RO | Type 4 — Advising on securities | 2011-06-20 | 2014-02-28 |
| Ballingal Investment Advisors Limited |
RO | Type 5 — Advising on futures contracts | 2011-06-20 | 2014-02-28 |
| Ballingal Investment Advisors Limited |
RO | Type 9 — Asset management | 2011-06-20 | 2014-02-28 |
| Ballingal Investment Advisors Limited |
Rep | Type 4 — Advising on securities | 2009-05-21 | 2011-06-20 |
| Ballingal Investment Advisors Limited |
Rep | Type 5 — Advising on futures contracts | 2009-05-21 | 2011-06-20 |
| Ballingal Investment Advisors Limited |
Rep | Type 9 — Asset management | 2009-05-21 | 2011-06-20 |