Tao Ye
叶弢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao Ye (叶弢), a licensed Responsible Officer with CE reference BQU111. Currently licensed at 1 firm(s): CPE Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CPE Asset Management Limited 源峰資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-03-21 | present |
| CPE Asset Management Limited 源峰資產管理有限公司 |
RO | Type 9 — Asset management | 2025-03-21 | present |
| CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-07 | 2023-07-21 |
| CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-07 | 2023-07-21 |