Shen-Hung Hsiao
蕭盛弘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shen-Hung Hsiao (蕭盛弘), a licensed Responsible Officer with CE reference BCZ164. Currently licensed at 1 firm(s): Canaan Global Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Canaan Global Capital Management Limited |
RO | Type 4 — Advising on securities | 2024-06-20 | present |
| Canaan Global Capital Management Limited |
RO | Type 9 — Asset management | 2024-06-20 | present |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 9 — Asset management | 2023-06-14 | 2024-05-31 |
| Seiga Asset Management Limited | Rep | Type 9 — Asset management | 2019-01-02 | 2022-12-21 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-22 | 2018-09-29 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-08-22 | 2018-09-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2014-02-25 | 2017-04-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2014-02-25 | 2017-04-01 |