David James Snelling
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David James Snelling, a licensed Responsible Officer with CE reference BDR370. Currently licensed at 1 firm(s): Charlton House WM Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charlton House WM Limited |
RO | Type 4 — Advising on securities | 2021-08-18 | present |
| Charlton House WM Limited |
RO | Type 9 — Asset management | 2021-08-18 | present |
| Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-09-29 | 2021-08-17 |
| Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司 |
RO | Type 9 — Asset management | 2014-09-29 | 2021-08-17 |