David James Snelling
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David James Snelling, a licensed Responsible Officer with CE reference BDR370. Currently licensed at 1 firm(s): Charlton House WM Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charlton House WM Limited | RO | Type 4 - Advising on securities | 2021-08-18 | present |
| Charlton House WM Limited | RO | Type 9 - Asset management | 2021-08-18 | present |
| Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司 |
RO | Type 4 - Advising on securities | 2014-09-29 | 2021-08-17 |
| Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司 |
RO | Type 9 - Asset management | 2014-09-29 | 2021-08-17 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as David James Snelling during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.