Betty Wai Man Lo
盧慧敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Betty Wai Man Lo (盧慧敏), CE reference AVC010. Currently licensed at 1 firm(s): Cortina Capital Asset Management Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cortina Capital Asset Management Limited |
Rep | Type 4 — Advising on securities | 2022-09-07 | present |
| Cortina Capital Asset Management Limited |
Rep | Type 9 — Asset management | 2022-08-26 | present |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-07 | 2022-08-19 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 9 — Asset management | 2013-03-07 | 2022-08-19 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-23 | 2013-02-16 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-23 | 2013-02-16 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-10-17 | 2013-02-16 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-28 | 2013-02-16 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-26 | 2013-02-16 |