Siting Shen
沈思婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siting Shen (沈思婷), a licensed Responsible Officer with CE reference BRS786. Currently licensed at 1 firm(s): Convergence Technology Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 3.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Convergence Technology Capital Limited 匯科資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-08-10 | present |
| Convergence Technology Capital Limited 匯科資本(香港)有限公司 |
RO | Type 9 - Asset management | 2023-08-10 | present |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 1 - Dealing in securities | 2022-03-07 | 2022-10-31 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 4 - Advising on securities | 2022-03-07 | 2022-10-31 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 9 - Asset management | 2022-03-07 | 2022-10-31 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Siting Shen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sing Lo | Convergence Technology Capital Limited | 2023–2025 |
| Sum Kei Lam | Convergence Technology Capital Limited | 2025–present |
| Tak Fat Chin | ZH SECURITIES LIMITED | 2022 |
| Yik Lun Chan | ZH SECURITIES LIMITED | 2022 |