Alice Lai Kuen Kan
簡麗娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alice Lai Kuen Kan (簡麗娟), CE reference AAW446. Currently licensed at 1 firm(s): BLS Capital Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BLS Capital Limited 百翱資本有限公司 |
RO | Type 9 — Asset management | 2022-02-24 | present |
| VC International Asset Management Limited 匯盈國際資產管理有限公司 |
RO | Type 9 — Asset management | 2005-09-28 | 2015-04-01 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-03-23 |
| Asia Investment Management Limited 亞洲資產管理有限公司 |
RO | Type 4 — Advising on securities | present | 2021-10-08 |
| Asia Investment Research Limited 亞洲投資研究有限公司 |
RO | Type 4 — Advising on securities | present | 2016-09-28 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2004-02-23 |
| Asia Investment Management Limited 亞洲資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2021-10-08 |
| Asia Investment Research Limited 亞洲投資研究有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-03-15 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-03-23 |
| Asia Investment Management Limited 亞洲資產管理有限公司 |
RO | Type 9 — Asset management | present | 2021-10-08 |
| Asia Investment Research Limited 亞洲投資研究有限公司 |
RO | Type 9 — Asset management | present | 2016-09-28 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 9 — Asset management | present | 2004-02-23 |