On Kwok Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for On Kwok Lau (劉安國), a licensed Responsible Officer with CE reference AFJ680. Currently licensed at 1 firm(s): China Assets Investment Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 18.4 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-01-02 | present |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
RO | Type 4 - Advising on securities | 2019-01-24 | present |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
RO | Type 9 - Asset management | 2019-01-24 | present |
| Sheng Yuan Capital (Hong Kong) Limited 盛源資本(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-10-02 | 2014-08-06 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
RO | Type 4 - Advising on securities | 2011-06-14 | 2014-08-06 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
RO | Type 9 - Asset management | 2011-06-14 | 2014-08-06 |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
RO | Type 4 - Advising on securities | 2004-01-15 | 2011-01-01 |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2004-01-15 | 2011-01-01 |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
RO | Type 9 - Asset management | 2004-01-15 | 2011-01-01 |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-15 |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-15 |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-15 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as On Kwok Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.