Ching-Kun Chang
張靖坤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching-Kun Chang (張靖坤), CE reference ALJ991. Currently licensed at 1 firm(s): Broadshine Asset Management Limited. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Broadshine Asset Management Limited 擘詳資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-08-03 | present |
| Broadshine Asset Management Limited 擘詳資產管理有限公司 |
RO | Type 9 — Asset management | 2022-08-03 | present |
| Broadshine Asset Management Limited 擘詳資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-02 | 2022-08-03 |
| Broadshine Asset Management Limited 擘詳資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-08-02 | 2022-08-03 |
| Broadshine Asset Management Limited 擘詳資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-03 | 2020-03-31 |
| Broadshine Asset Management Limited 擘詳資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-12-03 | 2020-03-31 |
| Broadshine Asset Management Limited 擘詳資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-01-19 | 2019-12-03 |
| Broadshine Asset Management Limited 擘詳資產管理有限公司 |
RO | Type 9 — Asset management | 2018-01-19 | 2019-12-03 |
| Broadshine Asset Management Limited 擘詳資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-12 | 2018-01-19 |
| Broadshine Asset Management Limited 擘詳資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-10-12 | 2018-01-19 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-07-07 | 2015-12-03 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-02-11 | 2015-07-07 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-15 | 2012-09-01 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-15 | 2012-01-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-26 | 2010-07-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2004-11-04 | 2009-03-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2004-11-04 | 2005-04-22 |