Sum Kei Lam
林心棋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sum Kei Lam (林心棋), a licensed Responsible Officer with CE reference BNV038. Currently licensed at 1 firm(s): Convergence Technology Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Convergence Technology Capital Limited 匯科資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2025-03-21 | present |
| Convergence Technology Capital Limited 匯科資本(香港)有限公司 |
RO | Type 9 - Asset management | 2025-03-21 | present |
| Convergence Technology Capital Limited 匯科資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2025-03-17 | 2025-03-21 |
| Convergence Technology Capital Limited 匯科資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2025-03-17 | 2025-03-21 |
| Wealth Legend Asset Management Limited 創泓資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-04-17 | 2024-12-31 |
| Wealth Legend Asset Management Limited 創泓資產管理有限公司 |
RO | Type 9 - Asset management | 2024-04-17 | 2024-12-31 |
| China Financial International Investments & Managements Limited 中國金融國際投資管理有限公司 |
Rep | Type 9 - Asset management | 2019-01-15 | 2024-04-11 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Sum Kei Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.