Sum Kei Lam
林心棋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sum Kei Lam (林心棋), a licensed Responsible Officer with CE reference BNV038. Currently licensed at 1 firm(s): Convergence Technology Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Convergence Technology Capital Limited 匯科資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2025-03-21 | present |
| Convergence Technology Capital Limited 匯科資本(香港)有限公司 |
RO | Type 9 — Asset management | 2025-03-21 | present |
| Convergence Technology Capital Limited 匯科資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2025-03-17 | 2025-03-21 |
| Convergence Technology Capital Limited 匯科資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2025-03-17 | 2025-03-21 |
| Wealth Legend Asset Management Limited 創泓資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-04-17 | 2024-12-31 |
| Wealth Legend Asset Management Limited 創泓資產管理有限公司 |
RO | Type 9 — Asset management | 2024-04-17 | 2024-12-31 |
| China Financial International Investments & Managements Limited 中國金融國際投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-01-15 | 2024-04-11 |