Hermia Wing Gee Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hermia Wing Gee Chan (陳穎芝), a licensed Responsible Officer with CE reference ARG978. Currently licensed at 1 firm(s): Basis Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Basis Asset Management Limited 格致資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-05-17 | present |
| Basis Asset Management Limited 格致資產管理有限公司 |
RO | Type 9 - Asset management | 2023-05-17 | present |
| Basis Asset Management Limited 格致資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-08 | 2023-05-17 |
| Basis Asset Management Limited 格致資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-04-08 | 2023-05-17 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-03-08 | 2019-09-20 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-08-01 | 2013-02-28 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2008-08-01 | 2013-02-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hermia Wing Gee Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.