Hermia Wing Gee Chan
陳穎芝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hermia Wing Gee Chan (陳穎芝), CE reference ARG978. Currently licensed at 1 firm(s): Basis Asset Management Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Basis Asset Management Limited 格致資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-05-17 | present |
| Basis Asset Management Limited 格致資產管理有限公司 |
RO | Type 9 — Asset management | 2023-05-17 | present |
| Basis Asset Management Limited 格致資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-08 | 2023-05-17 |
| Basis Asset Management Limited 格致資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-04-08 | 2023-05-17 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-03-08 | 2019-09-20 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-01 | 2013-02-28 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-08-01 | 2013-02-28 |