Kwun Wa Ng
吳冠樺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwun Wa Ng (吳冠樺), a licensed Responsible Officer with CE reference AMP580. Currently licensed at 1 firm(s): Chartwell Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 20.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chartwell Capital Limited 大正資本有限公司 |
RO | Type 4 - Advising on securities | 2019-11-19 | present |
| Chartwell Capital Limited 大正資本有限公司 |
RO | Type 9 - Asset management | 2019-11-19 | present |
| Chartwell Capital Limited 大正資本有限公司 |
Rep | Type 4 - Advising on securities | 2013-02-20 | 2019-11-19 |
| Chartwell Capital Limited 大正資本有限公司 |
Rep | Type 9 - Asset management | 2013-02-20 | 2019-11-19 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-26 | 2013-02-08 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-10-26 | 2013-02-08 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-10-26 | 2013-01-22 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2005-10-26 | 2013-02-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwun Wa Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.