Ronald Wai Yan Chan
陳惠仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Wai Yan Chan (陳惠仁), a licensed Responsible Officer with CE reference AOG463. Currently licensed at 1 firm(s): Chartwell Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chartwell Capital Limited 大正資本有限公司 |
RO | Type 4 — Advising on securities | 2008-11-21 | present |
| Chartwell Capital Limited 大正資本有限公司 |
RO | Type 9 — Asset management | 2008-02-05 | present |