Jack Du Tsai
蔡篤傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jack Du Tsai (蔡篤傑), a licensed Responsible Officer with CE reference AHR672. Currently licensed at 1 firm(s): Chartwell Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chartwell Capital Limited 大正資本有限公司 |
RO | Type 4 — Advising on securities | 2021-07-06 | present |
| Chartwell Capital Limited 大正資本有限公司 |
RO | Type 9 — Asset management | 2021-07-06 | present |
| Chartwell Capital Limited 大正資本有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-14 | 2021-07-06 |
| Chartwell Capital Limited 大正資本有限公司 |
Rep | Type 9 — Asset management | 2021-04-14 | 2021-07-06 |
| Absolute Investment Management (HK) Limited 寶橋投資管理有限公司 |
Rep | Type 9 — Asset management | 2016-12-05 | 2021-01-31 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-25 | 2021-01-31 |
| Absolute Investment Management (HK) Limited 寶橋投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-25 | 2021-01-31 |
| VTB Capital Hong Kong Limited | RO | Type 1 — Dealing in securities | 2015-05-19 | 2016-02-11 |
| VTB Capital Hong Kong Limited | RO | Type 4 — Advising on securities | 2015-05-19 | 2016-02-11 |
| VTB Capital Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2014-10-16 | 2015-05-19 |
| VTB Capital Hong Kong Limited | Rep | Type 4 — Advising on securities | 2014-10-16 | 2015-05-19 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-29 | 2009-07-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-08-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-11 |