Chi Ming Wong
黃志明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming Wong (黃志明), a licensed former licensee with CE reference AYK887. This person has 8.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CGL IM Financial Management Limited | RO | Type 4 - Advising on securities | 2024-05-02 | 2026-06-30 |
| CGL IM Financial Management Limited | RO | Type 9 - Asset management | 2024-05-02 | 2026-06-30 |
| Carrington Asset Management Limited | RO | Type 4 - Advising on securities | 2021-11-19 | 2024-03-06 |
| Carrington Asset Management Limited | RO | Type 9 - Asset management | 2021-06-18 | 2024-03-06 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-01-07 | 2019-09-13 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-02 | 2018-12-12 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-22 | 2013-09-30 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 - Advising on securities | 2011-12-22 | 2013-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Ming Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.