Xiaoli Gu
顧曉立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoli Gu (顧曉立), a licensed Responsible Officer with CE reference BVS933. Currently licensed at 1 firm(s): CMC Capital Advisors (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 1.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMC Capital Advisors (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2025-02-27 | present |
| CMC Capital Advisors (Hong Kong) Limited | RO | Type 9 - Asset management | 2025-02-27 | present |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoli Gu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Wei Choy Lee | CMC Capital Advisors (Hong Kong) Limited | 2025–present |
| Han Gao | CMC Capital Advisors (Hong Kong) Limited | 2026–present |
| Beichen Mao | CMC Capital Advisors (Hong Kong) Limited | 2025 |