Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Sean Philip Alexander
CE AHA619 - active, Arete Research Asia Limited
Namhyung Kim
CE AVH473 - active, Arete Research Asia Limited
Richard Alan Kramer
CE ATS890 - active, Arete Research Asia Limited
Zhexin Li
CE BVI109 - active, Arete Research Asia Limited
Zixiao Yang
CE BJN959 - active, Arete Research Asia Limited
John Hin Ming Cheuck
CE AQS655 - active, Ant Global Partners (HK) Limited
Cheung Fuk Hung
CE ADV775 - active, Ant Global Partners (HK) Limited
Manabu Washio
CE AZK469 - active, Aksia Hong Kong Limited
Ping Xu
CE ALI016 - active, Aksia Hong Kong Limited
Rohit Agarwal
CE BPC293 - active, Aksia Hong Kong Limited
Lok Yue Louie Nam
CE BHO674 - active, Aksia Hong Kong Limited
Yilun Tong
CE BKY135 - active, Aksia Hong Kong Limited
Junghun Um
CE BVN953 - active, Aksia Hong Kong Limited
Hoi Chun Jay Wong
CE BWH441 - active, Aksia Hong Kong Limited
Yuen Yin Queena Wong
CE BRN832 - active, Aksia Hong Kong Limited
Virendra Nath
CE APZ391 - active, APC Partners Limited
Pui Chi Tam
CE AFT247 - active, APC Partners Limited
Alex Wai Chi Au
CE ACO434 - active, Alphalex Capital Management (HK) Limited
Ming Kit Ngai
CE BLB368 - active, Alphalex Capital Management (HK) Limited
Chui Ying Chan
CE AXV939 - active, Alphalex Capital Management (HK) Limited
Frederick Peter Churchouse
CE AAD152 - active, AK Partners HK Limited
Antony Winstone Wood
CE ACG215 - active, AK Partners HK Limited
Pak Hi Lam
CE BMB248 - active, Asia Joyful Limited
Wing Chu Lo
CE ANH324 - active, Asia Joyful Limited
Pak Sum Lum
CE ACV231 - active, Asia Joyful Limited
Kin Pan Chan
CE AZB954 - active, Aspenwood Capital Limited
Chi Chung Lee
CE BFU199 - active, Aspenwood Capital Limited
Jerry Chi Wai Ng
CE BRU784 - active, Aspenwood Capital Limited
Yuen Chi Chan
CE BTM053 - active, Aspenwood Capital Limited
Moon Sung Chang
CE AQN365 - active, Aspenwood Capital Limited
Chi Keung (SFC:AOH118) Cheung
CE AOH118 - active, Aspenwood Capital Limited
Chi Kwong Cheung
CE BLT496 - active, Aspenwood Capital Limited
Ting Cheung Chu
CE BXA077 - active, Aspenwood Capital Limited
Alvis Wai Kit Fong
CE BLF652 - active, Aspenwood Capital Limited
Chengxian Huang
CE BOG385 - active, Aspenwood Capital Limited
Janet Tse Chiao Jen
CE ACY800 - active, Aspenwood Capital Limited
Yen-Ting Kuo
CE AHK087 - active, Aspenwood Capital Limited
Ka Man Lam
CE BXS684 - active, Aspenwood Capital Limited
Yan Kit Lee
CE BUC500 - active, Aspenwood Capital Limited
Hung Fat Ma
CE BOU105 - active, Aspenwood Capital Limited
Jingfu Mei
CE BOC775 - active, Aspenwood Capital Limited
Ho Sze Ng
CE AOJ197 - active, Aspenwood Capital Limited
Xingyu Pan
CE BUL190 - active, Aspenwood Capital Limited
Jun Ning Wilfred Shao
CE BOS635 - active, Aspenwood Capital Limited
Kim Wai Joseph Tam
CE BEO593 - active, Aspenwood Capital Limited
Sui Cheung Tsang
CE BER410 - active, Aspenwood Capital Limited
Pui Shan Wong
CE BRU783 - active, Aspenwood Capital Limited
Sing Kit Wong
CE BWZ478 - active, Aspenwood Capital Limited
To Man Wong
CE BVP999 - active, Aspenwood Capital Limited
Ming Tat Yong
CE ATH550 - active, Aspenwood Capital Limited
Zhan Zeng
CE BCZ088 - ceased
Jingjing Zhao
CE BHS153 - active, Aspenwood Capital Limited
Kenneth Kin Wah Chan
CE BAL896 - active, Austen Capital International Limited
Xin Yue Jasmine Geffner
CE BWK693 - active, Austen Capital International Limited
Shanshan Jiang
CE BVO153 - active, Austen Capital International Limited
Xiaoma Lu
CE AVS574 - active, Austen Capital International Limited
Ruonan Wang
CE BWP681 - active, Austen Capital International Limited
Keer Zeng
CE BWN419 - active, Austen Capital International Limited
Shing Cheong Wai
CE AWF102 - active, Allter Capital Management Limited
Mian Wang
CE BUN597 - active, Allter Capital Management Limited
Sze Yan Abby Mak
CE BRH891 - active, AA Capital Limited
Ming Lun Alan Tse
CE BBW060 - active, AA Capital Limited
Jinghong Cai
CE BUF857 - active, AA Capital Limited
Kwok Ming Chu
CE BTA142 - active, AA Capital Limited
Sergio Belza Gonzalez
CE BEA484 - active, Aneto Capital Limited
Manuel Gonzalez Villavecchia
CE AUC314 - active, Aneto Capital Limited
Ariana Jiasui Gao
CE ASQ439 - active, Aetherium Capital Partners Limited
Sanqi Ku
CE AZC762 - active, Aetherium Capital Partners Limited
Ka Ho Yip
CE ALQ922 - ceased
Haochuan Zhang
CE BWS920 - active, Aetherium Capital Partners Limited
Qin Ruo Chen
CE BND653 - active, AvantFaire Investment Management Limited
Sai Lung Chiong
CE AHM814 - active, AvantFaire Investment Management Limited
Tsz Wing Leung
CE BDC611 - active, AvantFaire Investment Management Limited
Calvin Young Khoa Lee
CE BEO427 - active, Andar Capital Management HK Limited
Yuan Chuan Lee
CE AQZ552 - active, Andar Capital Management HK Limited
Wen Han Li
CE AQG472 - active, Andar Capital Management HK Limited
Peter Kan Sun Chan
CE AKO253 - active, Acmys Asset Management (Hong Kong) Limited
Sung Ho Im
CE ANT714 - active, Acmys Asset Management (Hong Kong) Limited
Bo Kyung Kim
CE BTY752 - active, Acmys Asset Management (Hong Kong) Limited
Lai Yee Chan
CE AFR768 - active, APINVEST PARTNERS LIMITED
Clarence Yuk Fai Yeung
CE ACJ087 - active, APINVEST PARTNERS LIMITED
Koon Sun Yong
CE AGM414 - active, APINVEST PARTNERS LIMITED
Cheuk Fo Fan
CE BWM172 - ceased
Wai Yee Suen
CE BBB765 - active, Anlly Asset Management Limited
Vivian Nan Wang
CE BGZ177 - active, Anlly Asset Management Limited
Yadong Jiang
CE BSG292 - ceased
Catherine Ching Wan Leung
CE AGS493 - active, Alex KY Wong Asset Management Company Limited
Kwok Ying Wong
CE ADR743 - active, Alex KY Wong Asset Management Company Limited
Hung Leuk Cheung
CE BHF563 - active, Alex KY Wong Asset Management Company Limited
Shih-Lin Kao
CE BHL695 - active, Alex KY Wong Asset Management Company Limited
Andy Lai
CE BLC488 - active, Alex KY Wong Asset Management Company Limited
Yuen Ting Siu
CE BJQ568 - active, Alex KY Wong Asset Management Company Limited
Sze Mei Tam
CE AVF030 - active, Alex KY Wong Asset Management Company Limited
Chui Ling Tong
CE BBW231 - active, Alex KY Wong Asset Management Company Limited
Long Heng Lim
CE BOT427 - active, AutoML Capital Limited
Brian Edward To
CE BWE455 - active, AutoML Capital Limited
Ping Chung Ng
CE BOT421 - active, AutoML Capital Limited
Wai King Choi
CE ACL677 - active, AEI Caelus Asset Management Limited
Wan Ting Hsiao
CE BEN214 - active, AEI Caelus Asset Management Limited
Kin Cheung Cheung
CE BAE529 - active, Atlas Capital Asset Management (HK) Limited
Chihiro Sawai
CE ABE557 - active, Atlas Capital Asset Management (HK) Limited
Chiu Lai Tse
CE BOD214 - active, Atlas Capital Asset Management (HK) Limited
Eva Chi Ting Choy
CE ADK046 - active, Atlas Capital Asset Management (HK) Limited
Yi Deng
CE BAT630 - active, Atlas Capital Asset Management (HK) Limited
Shan Shan Rosanna Ho
CE BNH002 - active, Atlas Capital Asset Management (HK) Limited
Wing Sze Anita Kwan
CE BRU741 - active, Atlas Capital Asset Management (HK) Limited
Hon Wai Poon
CE BQS775 - active, Atlas Capital Asset Management (HK) Limited
Chung-Hao Wang
CE ATJ196 - active, Atlas Capital Asset Management (HK) Limited
Hao Li
CE AWZ990 - active, Alioth Capital Limited
Xutong Liu
CE BAC151 - active, Alioth Capital Limited
Wing Tsui Ivy Lai
CE BND554 - ceased
Andrew Chi Ming Cheng
CE AGI759 - active, Alpha Asset Management (HK) Limited
Kung Chak Chiu
CE BGH562 - active, Alpha Asset Management (HK) Limited
Ho Cheung Lee
CE ADP881 - active, Alpha Asset Management (HK) Limited
Anand Balakrishna Madduri
CE ANH754 - active, ApaH Capital Management Limited
Andrew Bernard Alexander
CE ABM861 - active, ActusRayPartners Limited
Raymond Siu Wai Chan
CE AXB536 - active, ActusRayPartners Limited
Patrick Cheung
CE BAP747 - active, ActusRayPartners Limited
Chi Keung Au Yeung
CE BID775 - active, ActusRayPartners Limited
Dongru Cen
CE BWN057 - active, ActusRayPartners Limited
Chieh Hung Chen
CE BRB488 - active, ActusRayPartners Limited
Wen (SFC:BNX571) Chen
CE BNX571 - active, ActusRayPartners Limited
Ga Wing Mark Ho
CE BWV101 - active, ActusRayPartners Limited
Lai Hong Leung
CE BRS395 - active, ActusRayPartners Limited
Ting Tjhin
CE BCZ586 - active, ActusRayPartners Limited
Cho Wing Joey Wong
CE BTF110 - active, ActusRayPartners Limited
Ailin Zhu
CE BMR954 - active, ActusRayPartners Limited
Kei Li
CE BQS074 - active, Albamen Capital Partners (Hong Kong) Limited
Shuk Yi Lo
CE BVU149 - active, Albamen Capital Partners (Hong Kong) Limited
Conrad Wai Kit Yan
CE ACL737 - active, Albamen Capital Partners (Hong Kong) Limited
Siliang Jiang
CE AVT505 - active, Alphahill Capital Limited
Yik Ki Kwok
CE APF296 - active, Alphahill Capital Limited
Hoi Shan Ngai
CE AVC111 - active, Arkimer Asset Management Limited
Man Tai Wong
CE BGY959 - active, Arkimer Asset Management Limited
Shu Yiu Huang
CE AOG688 - active, Arkimer Asset Management Limited
Ying Liu
CE BWR675 - active, Arkimer Asset Management Limited
Ze Sun
CE BNV852 - active, Arkimer Asset Management Limited
Peter Ping Leong Chong
CE BJU611 - active, ALLPRO ASSET MANAGEMENT LIMITED
Junxiong Xie
CE BPV269 - active, ALLPRO ASSET MANAGEMENT LIMITED
Qiaoqiao Ying
CE BRT549 - active, ALLPRO ASSET MANAGEMENT LIMITED
Shuk Fan Chung
CE AHM250 - active, AY Asset Management (HK) Limited
Jenny Fong Wa Szeto
CE AED920 - active, AY Asset Management (HK) Limited
Tze Hong Nathan Lee
CE BNZ192 - active, APES Capital Management Limited
Sk Sean Soo
CE AFD468 - active, APES Capital Management Limited
Stewart Paul Gruen
CE BMD848 - active, APES Capital Management Limited
Chun Ho Bjorn Ma
CE BWV926 - active, APES Capital Management Limited
Ngoc Minh Minh Pham
CE BWV941 - active, APES Capital Management Limited
Jian Yu
CE BUT386 - active, Affluence Capital Limited
Chenjie Yuan
CE BSJ367 - active, Affluence Capital Limited
Fang Fang
CE BSO623 - active, Alpha Elephant Capital Management (Hong Kong) Limited
Xiaoshan Gao
CE AZI801 - active, Alpha Elephant Capital Management (Hong Kong) Limited
Yu Mu
CE BRW229 - active, Alpha Elephant Capital Management (Hong Kong) Limited
Qiang Ma
CE BJX750 - active, Antects Asset Management Limited
Zhi Wang
CE ARO579 - active, Antects Asset Management Limited
Tianyi (SFC:BCD194) Xu
CE BCD194 - active, Antects Asset Management Limited
Charlie Yveline Jeanne Ong
CE BLG082 - active, Augventive Limited
Iu-Jin Ong
CE BEI581 - active, Augventive Limited
Rock Chung Nin Chen
CE AIE121 - active, Acuity Capital Partners (HK) Limited
Shu Chung Adolf Lee
CE ADC201 - active, Acuity Capital Partners (HK) Limited
Darrel See-Jeun Toong
CE ANH431 - active, Acuity Capital Partners (HK) Limited
Raja Janakiraman
CE BTW370 - active, Atlas Square Partners (HK) Limited
Kamal Marchoudi
CE BTT172 - active, Atlas Square Partners (HK) Limited
Wei Huang
CE BCE538 - active, ANKAA CAPITAL LIMITED
Grace Wang
CE APP106 - active, ANKAA CAPITAL LIMITED
Jian (SFC:BUC721) Guo
CE BUC721 - active, AlphaChi Limited
Lin Sun
CE BUC720 - active, AlphaChi Limited
Lu Zhang
CE BAN087 - active, AlphaChi Limited
Kei Shun Lee
CE AFD221 - active, Airwallex Capital Hong Kong Limited
Colin Kwan Lun Lee
CE BGC215 - active, Airwallex Capital Hong Kong Limited
Calvin Pat Hong Chan
CE BVN473 - active, Airwallex Capital Hong Kong Limited
Hiu Kiu Chan
CE BWF730 - active, Airwallex Capital Hong Kong Limited
Joleen Chan
CE BWW926 - ceased
Siu Hang Marcus Cheng
CE BVZ937 - active, Airwallex Capital Hong Kong Limited
Wing Hing Cheng
CE BXH582 - active, Airwallex Capital Hong Kong Limited
Kung Leong Chiu
CE BVN476 - active, Airwallex Capital Hong Kong Limited
Clara Wing Yee Chow
CE BWV337 - ceased
Chin Ho Benjamin Chui
CE BVN478 - active, Airwallex Capital Hong Kong Limited
Cheuk Ning Fung
CE BWF727 - active, Airwallex Capital Hong Kong Limited
Yung Han Hsu
CE BVQ684 - active, Airwallex Capital Hong Kong Limited
Jerome Kwok
CE BVZ935 - active, Airwallex Capital Hong Kong Limited
Paco Ho Man Lee
CE BWV335 - active, Airwallex Capital Hong Kong Limited
Tung Lee
CE BVN479 - active, Airwallex Capital Hong Kong Limited
Liying Liao
CE BWF728 - active, Airwallex Capital Hong Kong Limited
Kai Ching Joyce Mau
CE BWW925 - ceased
Lok Yi Ngan
CE BVN477 - active, Airwallex Capital Hong Kong Limited
Bonnie Bei Ying San
CE BVN474 - active, Airwallex Capital Hong Kong Limited
Ju Heon Song
CE BWW928 - ceased
Koala Hei Tung Tang
CE BXG961 - active, Airwallex Capital Hong Kong Limited
Yan Yin Tang
CE BVQ682 - active, Airwallex Capital Hong Kong Limited
Yat Long Tse
CE BXA727 - active, Airwallex Capital Hong Kong Limited
Nok Yen Hilda Yam
CE BVZ931 - ceased
Jae Eun Yoo
CE BWW927 - ceased
Anthony Cheuk Lok Yu
CE BWF733 - active, Airwallex Capital Hong Kong Limited
Kangxin Yuan
CE BWH296 - active, Airwallex Capital Hong Kong Limited
Siu Wah Chung
CE AGC128 - active, Alpha Astra Asset Management Limited
Ian Kenneth Tang
CE ANR644 - active, Alpha Astra Asset Management Limited
George Allan Pavey
CE AOX203 - active, Ardmore Park Advisors (Hong Kong) Limited
Kevin Ka Man Sun
CE AFU844 - active, Ardmore Park Advisors (Hong Kong) Limited
Mi Yang
CE BIB113 - active, Ardmore Park Advisors (Hong Kong) Limited
Chi Hin Leung
CE BBK455 - active, Archbridge Capital Partners Limited
Selina Hoi Yan Sze
CE AQD955 - ceased
Wing Lam (SFC:BPK646) Wong
CE BPK646 - active, Archbridge Capital Partners Limited
Hon Kei Chan
CE ATO208 - active, Acebridge Asset Management Limited
Jiuzhou Zhou
CE BWW253 - active, Acebridge Asset Management Limited
Furong He
CE BMH527 - active, Acebridge Asset Management Limited
Shi Qin
CE BTZ937 - active, Acebridge Asset Management Limited
Jieyong Lyu
CE BVO178 - active, Alpha Squared Capital Limited
Yue Xiang
CE BVO172 - active, Alpha Squared Capital Limited
Edmund Tak Yiu Ho
CE AHA804 - active, AWM Asset Management Limited
Chi Kai Ivan Lo
CE AXH528 - ceased
Wing Ki Chan
CE BWR157 - active, AWM Asset Management Limited
Tsz Fung Nicky Chung
CE BVM683 - active, AWM Asset Management Limited
I Lung Law
CE BFN654 - active, AWM Asset Management Limited
Qian (SFC:BTM264) Wang
CE BTM264 - active, AWM Asset Management Limited
Jiawei Zeng
CE BVZ530 - active, AQ Investments Limited
Hongda Zhang
CE BVZ524 - active, AQ Investments Limited
Siu Cheung Tong
CE AON938 - active, Almagest AM Co. Limited
Wing Kwan Wong
CE AXH995 - active, Almagest AM Co. Limited
Cheng Yang
CE BWK437 - active, Ant View Investment Advisory Hong Kong Limited
Peiyuan Zhang
CE BRR639 - active, Ant View Investment Advisory Hong Kong Limited
Choo Hak Lee
CE ALU994 - active, ARIEL CAPITAL LIMITED
Rachel Yung Yung Lui
CE ARR818 - active, ARIEL CAPITAL LIMITED
Rong Jiang
CE BWV064 - active, Achance Union Capital Management Company Limited
Guozhen Wang
CE BWV061 - active, Achance Union Capital Management Company Limited
Hau Chu Chiu
CE ANA776 - active, Bentley Capital Limited
Philip Crinion
CE BAB849 - active, Bentley Capital Limited
Chi Man Cheng
CE AGQ922 - active, Bentley Capital Limited
Yin Ping Sit
CE BND610 - active, Bentley Capital Limited
Jonathan William Brooke
CE AFF289 - active, Brooke Capital Limited
Sally Kwan Lay Lim
CE AFV377 - active, Brooke Capital Limited
Andrew Robert Thomas Ballingal
CE ADM009 - active, Ballingal Investment Advisors Limited
Michael William Ng
CE AZD376 - active, Ballingal Investment Advisors Limited
David James Blennerhassett
CE ADF976 - active, Ballingal Investment Advisors Limited
Travis Stuart Lundy
CE AOH253 - active, Ballingal Investment Advisors Limited
Peter David Kennan
CE AQC319 - active, Black Crane Investment Management Limited
Lucy Jane Sutro
CE AMR188 - active, Black Crane Investment Management Limited
Cann Hoi Man Chung
CE AMX836 - active, BMF Asset Management Limited
Kit Lun Ting
CE BAO734 - active, BMF Asset Management Limited
Yi Feng
CE BJK176 - active, Bach Option Limited
Miaodan Wu
CE BAO340 - active, Bach Option Limited
Jun Peng
CE BNN837 - active, Bach Option Limited
Jingtian Wu
CE AFQ381 - active, Bach Option Limited
Chi Hang Chan
CE ALH858 - active, BG Securities (HK) Co., Limited
Hoi Ching Lo
CE BGD992 - active, BG Securities (HK) Co., Limited
Weiman Chen
CE BRM541 - active, BG Securities (HK) Co., Limited
Laizhe Huang
CE BWV805 - active, BG Asset Management Limited
Jing Xiong
CE BGH119 - active, BG Asset Management Limited
James Ting Kin Lam
CE APG202 - active, Brianna Capital (Asia) Limited
Yi Wang Lam
CE BDE258 - active, Brianna Capital (Asia) Limited
Daniel Hua-Chang Wang
CE AIO089 - active, Brianna Capital (Asia) Limited