Kung Hang Lo
羅功恆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kung Hang Lo (羅功恆), CE reference ADI031. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL OF TECHNOLOGY (HONG KONG) LIMITED 中國國際科技金融(香港)有限公司 |
RO | Type 4 — Advising on securities | 2026-01-16 | 2026-04-30 |
| CHINA INTERNATIONAL CAPITAL OF TECHNOLOGY (HONG KONG) LIMITED 中國國際科技金融(香港)有限公司 |
RO | Type 9 — Asset management | 2026-01-16 | 2026-04-30 |
| Blue Box Securities Limited |
RO | Type 4 — Advising on securities | 2023-11-29 | 2025-07-10 |
| Blue Box Securities Limited |
RO | Type 9 — Asset management | 2023-11-29 | 2025-07-10 |
| Grit Asset Management Limited 沙礫資產管理股份有限公司 |
RO | Type 4 — Advising on securities | 2020-03-06 | 2023-09-30 |
| Grit Asset Management Limited 沙礫資產管理股份有限公司 |
RO | Type 9 — Asset management | 2020-03-06 | 2023-09-30 |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 4 — Advising on securities | 2019-04-12 | 2019-09-21 |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 9 — Asset management | 2019-04-12 | 2019-09-21 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 4 — Advising on securities | 2018-07-12 | 2018-11-05 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
RO | Type 9 — Asset management | 2018-07-12 | 2018-11-05 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-25 | 2018-07-12 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-25 | 2018-07-12 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 9 — Asset management | 2016-03-14 | 2018-04-09 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-11-23 | 2018-04-09 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-07-07 | 2016-03-14 |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-09 | 2014-12-25 |
| Chuo Mitsui Investments Hong Kong Limited 中央三井(香港)投資有限公司 |
RO | Type 4 — Advising on securities | 2010-06-21 | 2011-10-28 |
| Chuo Mitsui Investments Hong Kong Limited 中央三井(香港)投資有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-05 | 2010-06-21 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-10-02 | 2009-04-25 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | 2007-10-02 | 2009-04-25 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-07-10 | 2009-04-25 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2004-03-02 | 2004-07-21 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-31 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-31 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-31 |