Tian Tian
田甜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tian Tian (田甜), a licensed former licensee with CE reference BOJ642. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CPE Asset Management Limited 源峰資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-11-13 | 2026-03-23 |
| CPE Asset Management Limited 源峰資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-11-13 | 2026-03-23 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-02 | 2023-11-17 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-02-02 | 2023-11-17 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-02-02 | 2023-11-17 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-28 | 2020-07-15 |