Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Jin Zhou
CE BFY653 - active, Forest Capital (Hong Kong) Limited
Junbin Hou
CE BUQ549 - active, Forest Capital (Hong Kong) Limited
Peng Ye
CE AZL696 - active, Forest Capital (Hong Kong) Limited
Victor Ping Lit Chan
CE AEZ466 - active, Far East Promise Assets Limited
Jianing Gu
CE BTX581 - active, Far East Promise Assets Limited
Choi Lee
CE AAE459 - active, Far East Promise Assets Limited
Jingjing Bai
CE AXI278 - active, Far East Promise Assets Limited
Ning Cao
CE BXB145 - active, Far East Promise Assets Limited
Josephine Chung
CE AFL982 - active, First Fortune Investment Fund Limited
Jie Fu
CE BWE195 - active, First Fortune Investment Fund Limited
Ju Li
CE BUA422 - active, First Fortune Investment Fund Limited
Zhanyuan Lu
CE BWE223 - active, First Fortune Investment Fund Limited
Ning Zhou
CE BFI470 - active, First Fortune Investment Fund Limited
Yuk Sang Tang
CE ASO687 - active, First Fortune Investment Fund Limited
Xinjie He
CE BUV671 - active, Foga Investment Limited
Yang Lu
CE BJE764 - active, Foga Investment Limited
Ying Lung Chan
CE AJL622 - active, Full Vision Asset Management Limited
Yong Hu
CE AXW176 - active, Full Vision Asset Management Limited
Po Lam Leung
CE BBN848 - active, Full Vision Asset Management Limited
Yasir Alrawi
CE BWS547 - active, Full Vision Asset Management Limited
Sen Hei Che
CE BNI034 - active, Full Vision Asset Management Limited
Shing Yan Ho
CE AOS498 - active, Full Vision Asset Management Limited
Zhi Huang
CE BNU533 - active, Full Vision Asset Management Limited
Jonathan Kong
CE BVZ725 - active, Full Vision Asset Management Limited
Weibing Pan
CE BKK306 - active, Full Vision Asset Management Limited
Yidan Qian
CE BEM482 - active, Full Vision Asset Management Limited
Andrew Kit Choi
CE AAE994 - active, Fortune Vision Capital Limited
Yang-Shen Lee
CE BLL629 - active, Fortune Vision Capital Limited
Qiwei Feng
CE BVQ475 - active, FFT Investment Limited
Chao Zhang
CE BAK268 - ceased
Guodong Mu
CE BAR179 - active, Fountain and Mountain Capital Limited
Yiu Cham Tsui
CE AZH552 - active, Fountain and Mountain Capital Limited
Hai Chi
CE ARM214 - active, FirstLight Capital HK Limited
Xiao Hu
CE ARM291 - active, FirstLight Capital HK Limited
Yang Yang
CE AYT012 - active, FirstLight Capital HK Limited
Hoi Andy Lin
CE BFR912 - active, Greenfield Asset Management Limited
Hoi Yeung Luk
CE BLQ506 - active, Greenfield Asset Management Limited
Ronald Yin Kei Chan
CE ACG470 - active, GCIS Limited
Lutz Hans Michael Kihm
CE ADC898 - active, GCIS Limited
Yongbin Guan
CE BTQ618 - active, Golden Hen Investment Management Limited
Rengang Liu
CE BVO264 - active, Golden Hen Investment Management Limited
Alexandre Chi An Wei
CE AAD164 - active, Golden Hen Investment Management Limited
Pui Yee Mak
CE BQM362 - active, Golden Hen Investment Management Limited
Lawrence Hiu Lap Fung
CE AXI355 - active, Getta Securities Limited
Tom Ka Chun Kwok
CE ANQ504 - active, Getta Asset Management Limited
Ying Kit Lam
CE ACS549 - active, Getta Asset Management Limited
Raymond Wing Yip Ng
CE ACL291 - active, Getta Asset Management Limited
Kin Cheung Chan
CE AMA936 - active, Getta Securities Limited
Yueh Jen Chau
CE ACE585 - active, Golden Full Asset Management Limited
Li Mou
CE BTV760 - active, Golden Full Asset Management Limited
Jimmy Jack Man Woo
CE ADV210 - active, GRE Investment Advisors Limited
Ka Kay Yip
CE AGG355 - active, GRE Investment Advisors Limited
Ming Chen
CE BOT554 - active, GRE Investment Advisors Limited
Kit Tsang
CE BWP423 - active, GRE Investment Advisors Limited
Tanita Mangkornkarn
CE AVD230 - active, GMT Research Limited
Gillem Michael Tulloch
CE AOX454 - active, GMT Research Limited
Nigel James Stevenson
CE BHS328 - active, GMT Research Limited
Mark Cameron Ross Webb
CE AEJ064 - active, GMT Research Limited
Ke Qiao
CE BGR513 - active, Greatpage Capital Company Limited
Ching Long Tsai
CE AGW724 - active, Greatpage Capital Company Limited
Ho Yin Lau
CE AXV971 - active, Generations Partners Company Limited
Mingxia Fu
CE ABR919 - ceased
Cathy Wai Man Leung
CE APJ138 - ceased
Ho Chung Cheng
CE BEC880 - active, Guohua International Asset Management Limited
Sheng Yu
CE BSS220 - active, Guohua International Asset Management Limited
You Zhou
CE BVZ474 - active, Guohua International Asset Management Limited
King Yut Quan
CE BIL826 - active, GBA Capital Management Limited
Xi Yao
CE BNU869 - active, GBA Capital Management Limited
Tin Wai Cheung
CE BRW649 - active, GCCVest Partners Limited
Marco Tam
CE AXV875 - active, GCCVest Partners Limited
Tak Yan Lau
CE APF933 - active, Gate3 Capital Limited
Wai Kin Lau
CE AWW395 - active, Gate3 Capital Limited
Howard Ho Kit Wong
CE AWK764 - active, Grandshores Asset Management Limited
Stephen Wong
CE APJ599 - active, Grandshores Asset Management Limited
Ngai Wong
CE BNU757 - active, Grandshores Asset Management Limited
Johnson Chung Shun Chow
CE AEF857 - active, Global Finance Asset Management Limited
Hao Shao
CE BUA282 - active, Global Finance Asset Management Limited
Zhuowen Peng
CE BWM075 - active, Global Finance Asset Management Limited
Bainan Yang
CE BWO771 - active, Global Finance Asset Management Limited
Kwan Lok Au
CE AMM284 - active, Garvis Capital Management Limited
Chi Yuen Chiu
CE BOQ852 - active, Garvis Capital Management Limited
Ringo Man Yeuk Chan
CE AEX323 - ceased
Wing Tung Ng
CE BUX864 - ceased
Ruizhe Cao
CE BWZ669 - active, GRANDVISION ASSET MANAGEMENT LIMITED
Xiang Wang
CE AZB485 - active, GRANDVISION ASSET MANAGEMENT LIMITED
Bingxin Yao
CE BTJ507 - active, GRANDVISION ASSET MANAGEMENT LIMITED
Di An
CE BTQ841 - active, GRANDVISION ASSET MANAGEMENT LIMITED
Bin Chang
CE BTR947 - active, GenBridge Capital Management Limited
Xinzhao Zhang
CE BTR945 - active, GenBridge Capital Management Limited
Wenhao Chen
CE BLU972 - active, Gemsolar Capital Management Limited
David Lee
CE AHX965 - active, Gemsolar Capital Management Limited
Lin Zhang
CE BQC322 - active, Gemsolar Capital Management Limited
Wei (SFC:BUV485) Li
CE BUV485 - active, Gemsolar Capital Management Limited
Jackson Pok Man Kwan
CE AZP001 - active, Gravity Asset Management Limited
Wilson Tsz Kin Lee
CE ACX185 - ceased
Yan Wang
CE APX217 - active, Gravity Asset Management Limited
Ho Wan Chang
CE AUH451 - active, Goldstate Capital Group Limited
Geng Rong Lee
CE ACB022 - active, Goldstate Capital Group Limited
Chin Wa Cheung
CE BXS547 - active, Goldstate Capital Group Limited
Hao (SFC:BWA908) Huang
CE BWA908 - active, Goldstate Capital Group Limited
Ka Man (SFC:BTM494) Lau
CE BTM494 - active, Goldstate Capital Group Limited
Chi Ling Li
CE BXS808 - active, Goldstate Capital Group Limited
Kwan Ling Li
CE BVQ131 - active, Goldstate Capital Group Limited
Yu Hang Tong
CE BVL552 - active, Goldstate Capital Group Limited
Junyuan Wang
CE BWN575 - active, Goldstate Capital Group Limited
Shun Lin Wong
CE BTG290 - active, Goldstate Capital Group Limited
Sijie Yan
CE BTP367 - active, Goldstate Capital Group Limited
Ling Feng Lee
CE BNY024 - active, Gordian Capital Hong Kong Limited
Lijuan Zheng
CE BUK958 - active, Gordian Capital Hong Kong Limited
Gregory Harold Haas
CE ARW500 - active, Gordian Capital Hong Kong Limited
Ayumu Kuroda
CE BAF303 - active, Gordian Capital Hong Kong Limited
Peter Simon Lindsey
CE AZQ759 - active, Gordian Capital Hong Kong Limited
Abhishek Verma
CE AVH168 - active, Gordian Capital Hong Kong Limited
Tak Lung Wu
CE AIR119 - active, Grand Ocean Global Asset Management Limited
Ji Zhang
CE BLI774 - active, Grand Ocean Global Asset Management Limited
Xingyu Chen
CE BRU801 - active, Grand Ocean Global Asset Management Limited
Boyi Wang
CE BVM904 - active, Grand Ocean Global Asset Management Limited
Yan Wing Chang
CE ADX897 - active, Golden K2 Securities Limited
Zhe Qian
CE BSZ485 - active, Golden K2 Securities Limited
Jie Zhang
CE BWW935 - active, Golden K2 Investment Management Limited
Wei Dong
CE BEM064 - active, Gemming Capital Limited
Gonghai Xing
CE BWI153 - active, Gemming Capital Limited
Sen Ming Lim
CE ATC356 - active, Grant Samuel (Hong Kong) Limited
Lam Wai Wong
CE BER309 - active, Grant Samuel (Hong Kong) Limited
Shaobo Xie
CE AXT168 - active, Grant Samuel (Hong Kong) Limited
Fu Chen Lee
CE BWH200 - ceased
Zhixin Zhang
CE BSZ765 - active, Grant Samuel (Hong Kong) Limited
William Chiu Hung Cheng
CE AFK755 - active, G70 Wealth Management Limited
Wai Yin Choi
CE ADE691 - active, G70 Wealth Management Limited
Chin Leuk Ivan Ko
CE BSX556 - active, G70 Wealth Management Limited
Hung Fat Mo
CE AQI865 - active, G70 Wealth Management Limited
Qiya Ding
CE BXA507 - active, Grand Rich Capital Limited
Chi Hoi Ng
CE ADA864 - active, Grand Rich Capital Limited
Boyuan Xu
CE BSH039 - active, Grand Union Asset Management Limited
Jun Yuan
CE BJT931 - active, Grand Union Asset Management Limited
Kwok Leung Lai
CE AJE162 - active, Gorgeous Asset Management Limited
Yu Lu
CE BBE946 - ceased
Jinfeng Fu
CE ATR255 - active, Gorgeous Asset Management Limited
Mei Chi
CE BNP624 - active, GY Investment Management Group Limited
Vincent Wing Tat Koo
CE ACW766 - active, GY Investment Management Group Limited
Chi Wai Leong
CE AEM496 - active, Hua Yu Investment Management Limited
Alex King Yue Leung
CE AGJ776 - active, Hua Yu Investment Management Limited
Ka Cheung Yung
CE ABN735 - active, Hua Yu Investment Management Limited
Pui Kwan Chan
CE BBG437 - ceased
Bo Hong
CE ADH449 - active, Horizon Capital Management and Research Limited
Bing Nan
CE AFH467 - active, Horizon Capital Management and Research Limited
Dennis Sai Kit Lau
CE AUV774 - active, Hong Kong Mingdao Asset Management Limited
Kam Shing Yam
CE AGE094 - active, Hong Kong Mingdao Asset Management Limited
Yiru Ni
CE AQT278 - active, Hedgestone Capital Group (H.K.) Co., Limited
Lam Wai (SFC:AYV440) Wong
CE AYV440 - active, Hedgestone Capital Group (H.K.) Co., Limited
Hiu Chu Lau
CE BQH310 - active, Hedgestone Capital Group (H.K.) Co., Limited
Jim Yuan
CE BVT436 - active, Hedgestone Capital Group (H.K.) Co., Limited
Richard Evan Jones
CE AEC527 - active, Holborn Limited
Greg Miller
CE BTV642 - active, Holborn Limited
Charlotte Keegan Kelsey Thomson
CE BVW937 - active, Holborn Limited
Zhenzhen Chen
CE AYI934 - active, Shun Heng Securities Limited
Peicong Lin
CE ANB735 - active, Shun Heng Securities Limited
Ka Lam Cheng
CE BFE152 - active, Hong Kong Broad Capital Limited
Wing In Pong
CE BOS539 - active, Hong Kong Broad Capital Limited
Can Wang
CE BLV227 - active, Harmony Capital Global Asset Management Limited
Tao Xu
CE AMF173 - active, Harmony Capital Global Asset Management Limited
Amit Dabas
CE BTA015 - active, HQ Capital Asia Limited
Michael Hu
CE BKR588 - active, HQ Capital Asia Limited
Yuan Liang
CE BVR252 - active, HQ Capital Asia Limited
Ka Ki Liu
CE AST868 - active, HQ Capital Asia Limited
Amanda Chi Yan Chau
CE ALD220 - ceased
Siu Fai Cheung
CE AGD973 - active, Hammer Capital Asset Management Limited
Wah Hung Chow
CE BJZ480 - active, Hammer Capital Asset Management Limited
Man Kit Chau
CE AJC464 - ceased
Kwok Ho Nick Hioe
CE BFZ230 - active, Hammer Capital Asset Management Limited
Pei Yu Kuo
CE BPQ277 - active, Hammer Capital Asset Management Limited
Zhe Wang
CE BRK352 - active, Hammer Capital Asset Management Limited
Shing Hang Kevin Arthur Yeh
CE BMV015 - active, Hammer Capital Asset Management Limited
Hsun Chang
CE AXF701 - active, Hermitage Capital HK Limited
Hin Wing Wong
CE ADA649 - active, Hermitage Capital HK Limited
Yuqiu Xiang
CE ARF778 - active, Hermitage Capital HK Limited
Menghan Zhang
CE AYQ805 - active, Hermitage Capital HK Limited
Chun Kit Chu
CE BUA067 - active, Hermitage Capital HK Limited
Lishan Wu
CE BEX966 - active, HongKong Yangtze River Asset Management Company Limited
Jie (SFC:BRZ672) Yang
CE BRZ672 - active, HongKong Yangtze River Asset Management Company Limited
Shaolin Zhang
CE BUC793 - active, HongKong Yangtze River Asset Management Company Limited
Wangshu Zhang
CE BVH847 - active, HongKong Yangtze River Asset Management Company Limited
Yang (SFC:BNQ767) Liu
CE BNQ767 - active, Hefeng Family Office (Hong Kong) Limited
Stephen Tin Fung Pau
CE AJB414 - active, Hefeng Family Office (Hong Kong) Limited
Yiming Tian
CE BWK506 - active, Hefeng Family Office (Hong Kong) Limited
Su Zhang
CE BPB757 - ceased
Vivian Shuk Wa Li
CE ANY054 - active, HC International Asset Management Co., Limited
Yanting Li
CE BOB078 - active, HC International Asset Management Co., Limited
Long Ying Edith Chiu
CE BOT954 - active, Hereditas Capital Management (Asia) Limited
Kevin Yi Zhang
CE ACN914 - active, Hereditas Capital Management (Asia) Limited
Ruofei Bai
CE BPS228 - active, Hereditas Capital Management (Asia) Limited
Yiwen Chen
CE BSM438 - active, Hereditas Capital Management (Asia) Limited
Qing Liu
CE BRU662 - active, Hereditas Capital Management (Asia) Limited
Hanlu Yang
CE BQH394 - active, Hereditas Capital Management (Asia) Limited
Chung Ming Ho
CE AEN031 - active, High Wisdom Holdings Limited
Chi Ming Tsang
CE AAC019 - active, High Wisdom Holdings Limited
Sai Lun Chiu
CE AUX102 - active, High Wisdom Holdings Limited
Yunmin Chai
CE AWC185 - active, Hel Ved Capital Management Limited
Annie Ting Ngai Lai
CE AKP262 - active, Hel Ved Capital Management Limited
Khang Ting
CE AWC349 - active, Hel Ved Capital Management Limited
Chrissy Tsui Chi Au
CE BWC086 - active, Hel Ved Capital Management Limited
Peiyan Jiang
CE BXS895 - active, Hel Ved Capital Management Limited
Sze Yan Leung
CE BNQ998 - active, Hel Ved Capital Management Limited
Changtai Liu
CE BNM900 - active, Hel Ved Capital Management Limited
Joon Shern Soo
CE BEZ017 - active, Hel Ved Capital Management Limited
Boya Yang
CE BXB834 - active, Hel Ved Capital Management Limited
Yang (SFC:BVA709) Yang
CE BVA709 - active, Hel Ved Capital Management Limited
Chi Man Chan
CE ACT733 - active, Heyokha Brothers Limited
Eugene Bob Chung
CE ARP376 - active, Heyokha Brothers Limited
Wuddy Warsono
CE APA097 - active, Heyokha Brothers Limited
Santhosh Kumar Sundaram
CE BNO086 - active, Heyokha Brothers Limited
Niels van Elsland
CE BRY900 - active, Heyokha Brothers Limited
Ernst Olle Wennerdahl
CE BXI875 - active, Heyokha Brothers Limited
Lin Tong
CE BHC235 - active, Hetu Investment HK Limited
Qiang Wang
CE BJV849 - active, Hetu Investment HK Limited
Yingsi Feng
CE AZR405 - active, Hongkong Gaotejia Investment Management Co., Limited
Wing Chuen Yip
CE AQO150 - active, Hongkong Gaotejia Investment Management Co., Limited
Yuxiu Zhu
CE BLF263 - active, Hongkong Gaotejia Investment Management Co., Limited
Chao Hu
CE BGX227 - active, Hang Feng International Asset Management Limited
Yubao Lou
CE BUR260 - active, Hang Feng International Asset Management Limited
Chunmei Yin
CE ARP067 - active, Hang Feng International Asset Management Limited
Kailin Shi
CE BRO006 - active, Hang Feng International Asset Management Limited
Xin Chen
CE AUF158 - active, HBM Partners Hong Kong Limited
Muqing Guo
CE BRA762 - active, HBM Partners Hong Kong Limited
Ming Fun Tse
CE AJC830 - active, Harbour Gold Asset Management Limited
Zi Wei Zhang
CE BWF671 - active, Harbour Gold Asset Management Limited
Nitin Birla
CE ACD537 - ceased
Junfeng Dong
CE BVW146 - active, Heirloom Capital Limited
Chun-Chieh Huang
CE ATC043 - active, Hong Kong Evolution Asset Management Co., Limited
Yiping Wang
CE BRA891 - active, Hong Kong Evolution Asset Management Co., Limited
Cuiping Wen
CE BVQ155 - active, Hong Kong Evolution Asset Management Co., Limited
Jiawen Xian
CE BTS735 - active, Hong Kong Evolution Asset Management Co., Limited
Wei (SFC:BSJ937) Huang
CE BSJ937 - active, Homeric Genesis Investment Management Co., Limited
Zhifeng Li
CE BAI763 - active, Homeric Genesis Investment Management Co., Limited
Di (SFC:BOG730) Wu
CE BOG730 - active, Homeric Genesis Investment Management Co., Limited
Philip Niem
CE AAE608 - active, Harmony Wealth Management Limited
Ching Yee Yau
CE BAA826 - active, Harmony Wealth Management Limited
Cherie Ka Hei Chan
CE BHG173 - active, Harmony Wealth Management Limited
Sau Lai Chan
CE AJA115 - active, Harmony Wealth Management Limited
Lai Man Cheng
CE BTZ863 - active, Harmony Wealth Management Limited
Sandra Lau Auyang
CE ADP267 - active, Harmony Wealth Management Limited
Jack Sze Chit Lee
CE ACI114 - active, Harmony Wealth Management Limited
Ka Bik Lee
CE BTL978 - active, Harmony Wealth Management Limited
Yin Ping Clara Lee
CE AZH202 - active, Harmony Wealth Management Limited
Wai Ha Eva Luk
CE BRM311 - active, Harmony Wealth Management Limited
Lai Ping Tang
CE BWN518 - active, Harmony Wealth Management Limited
Stephen Koon Chung Wong
CE AGA156 - active, Harmony Wealth Management Limited
Winnie Wong
CE BWM084 - active, Harmony Wealth Management Limited
Tao Hop Yim
CE AOX044 - active, Harmony Wealth Management Limited
Edmund Tin Chi Yuen
CE ADI152 - active, Harmony Wealth Management Limited