Daniel Pok Man Jim
詹博聞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Pok Man Jim (詹博聞), a licensed Responsible Officer with CE reference ADS620. Currently licensed at 1 firm(s): Chartwell Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chartwell Capital Limited 大正資本有限公司 |
RO | Type 4 — Advising on securities | 2023-04-24 | present |
| Chartwell Capital Limited 大正資本有限公司 |
RO | Type 9 — Asset management | 2023-04-24 | present |
| Chartwell Capital Limited 大正資本有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-21 | 2023-04-24 |
| Chartwell Capital Limited 大正資本有限公司 |
Rep | Type 9 — Asset management | 2023-03-21 | 2023-04-24 |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-06 | 2023-01-01 |
| OP Investment Management Limited 東英投資管理有限公司 |
RO | Type 4 — Advising on securities | 2020-08-10 | 2023-01-01 |
| OP Investment Management Limited 東英投資管理有限公司 |
RO | Type 9 — Asset management | 2020-08-10 | 2023-01-01 |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-30 | 2020-08-10 |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 9 — Asset management | 2020-07-30 | 2020-08-10 |
| CWB Hong Kong Limited |
RO | Type 4 — Advising on securities | present | 2020-01-31 |
| CWB Hong Kong Limited |
RO | Type 9 — Asset management | present | 2020-01-31 |