Daniel Pok Man Jim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Pok Man Jim (詹博聞), a licensed Responsible Officer with CE reference ADS620. Currently licensed at 1 firm(s): Chartwell Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.5 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chartwell Capital Limited 大正資本有限公司 |
RO | Type 4 - Advising on securities | 2023-04-24 | present |
| Chartwell Capital Limited 大正資本有限公司 |
RO | Type 9 - Asset management | 2023-04-24 | present |
| Chartwell Capital Limited 大正資本有限公司 |
Rep | Type 4 - Advising on securities | 2023-03-21 | 2023-04-24 |
| Chartwell Capital Limited 大正資本有限公司 |
Rep | Type 9 - Asset management | 2023-03-21 | 2023-04-24 |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-06 | 2023-01-01 |
| OP Investment Management Limited 東英投資管理有限公司 |
RO | Type 4 - Advising on securities | 2020-08-10 | 2023-01-01 |
| OP Investment Management Limited 東英投資管理有限公司 |
RO | Type 9 - Asset management | 2020-08-10 | 2023-01-01 |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-30 | 2020-08-10 |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 9 - Asset management | 2020-07-30 | 2020-08-10 |
| CWB Hong Kong Limited |
RO | Type 4 - Advising on securities | Pre-2003 | 2020-01-31 |
| CWB Hong Kong Limited |
RO | Type 9 - Asset management | Pre-2003 | 2020-01-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Daniel Pok Man Jim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.