Mei Ying Lu
呂美瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mei Ying Lu (呂美瑩), CE reference AHY761. Currently licensed at 1 firm(s): Cortina Capital Asset Management Limited. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cortina Capital Asset Management Limited |
Rep | Type 4 — Advising on securities | 2022-10-24 | present |
| Cortina Capital Asset Management Limited |
Rep | Type 9 — Asset management | 2022-10-24 | present |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-09 | 2022-06-30 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-09 | 2022-06-30 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-03-09 | 2022-06-30 |
| Win Harvest Asset Management Limited 豐嬴資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-08 | 2018-02-19 |
| Win Harvest Asset Management Limited 豐嬴資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-08-08 | 2018-02-19 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-09 | 2017-07-21 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-09 | 2017-07-21 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 9 — Asset management | 2017-03-09 | 2017-07-21 |
| Avenue Asset Management Limited 道信資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-26 | 2017-07-21 |
| Avenue Asset Management Limited 道信資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-09-26 | 2017-07-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-11-10 | 2012-09-11 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-08 | 2012-09-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-05-11 | 2012-09-11 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-05-11 | 2010-09-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-03-26 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | present | 2010-03-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-11 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | present | 2004-02-11 |