Zheng Gu
顧諍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zheng Gu (顧諍), a licensed Representative with CE reference BAE207. Currently licensed at 1 firm(s): China Assets Investment Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 4.
More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-09 | present |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
Rep | Type 9 — Asset management | 2015-12-09 | present |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-09-15 | present |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-09-07 | 2015-07-04 |