Zheng Gu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zheng Gu (顧諍), a licensed Representative with CE reference BAE207. Currently licensed at 1 firm(s): China Assets Investment Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 13.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-09 | present |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
Rep | Type 9 - Asset management | 2015-12-09 | present |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-09-15 | present |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-09-07 | 2015-07-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zheng Gu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sau Mei Chan | China Assets Investment Management Limited | 2015–present |
| On Kwok Lau | China Assets Investment Management Limited | 2015–present |
| Suit Khown Chan | China Assets Investment Management Limited | 2015–2020 |
| Jia Wang | BOCI Asia Limited | 2012–2015 |
| Meng Hua Ng | BOCI Asia Limited | 2012–2015 |
| Vincent Chi Kin Lau | BOCI Asia Limited | 2012–2015 |
| Chunming Song | BOCI Asia Limited | 2012–2015 |
| William Wai Tak Tong | BOCI Asia Limited | 2012–2015 |
| Pan Li | BOCI Asia Limited | 2012–2015 |
| Hao Wu | BOCI Asia Limited | 2012–2015 |
| Chun Fai Fong | BOCI Asia Limited | 2012–2015 |
| Paul Chau | BOCI Asia Limited | 2012–2015 |
| Kenneth Chi Kin Chung | BOCI Asia Limited | 2012–2015 |
| Xin Li | BOCI Asia Limited | 2012–2015 |
| Wan Yee Chong | BOCI Asia Limited | 2012–2015 |
| Xiaolu Chen | BOCI Asia Limited | 2012–2015 |
| Wayne Holt Chan | BOCI Asia Limited | 2012–2015 |
| Yi Shen | BOCI Asia Limited | 2012–2015 |
| Tingting Wang | BOCI Asia Limited | 2012–2015 |
| Yanruo Wang | BOCI Asia Limited | 2012–2015 |