Tat Fai Chui
徐達輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Fai Chui (徐達輝), CE reference AGO748. Currently licensed at 1 firm(s): LUPU (Hong Kong) Limited . Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-09-02 | present |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-09-02 | present |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
RO | Type 9 — Asset management | 2021-09-02 | present |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-16 | 2021-09-02 |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-16 | 2021-09-02 |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-08-16 | 2021-09-02 |
| Changchun Securities Limited 長春證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-11 | 2021-08-15 |
| Changchun Securities Limited 長春證券有限公司 |
RO | Type 4 — Advising on securities | 2018-06-11 | 2021-08-15 |
| Changchun Securities Limited 長春證券有限公司 |
RO | Type 9 — Asset management | 2018-06-11 | 2021-08-15 |
| AIF Securities Limited 亞投證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-20 | 2017-11-30 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-03-20 | 2017-11-30 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
RO | Type 9 — Asset management | 2017-03-20 | 2017-11-30 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-18 | 2017-03-20 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-18 | 2017-03-20 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-01-18 | 2017-03-20 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-07-25 | 2017-01-07 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
RO | Type 9 — Asset management | 2016-07-25 | 2017-01-07 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-14 | 2010-12-16 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-01-14 | 2010-12-16 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2009-01-14 | 2010-01-01 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-09-04 | 2010-01-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-01-01 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2010-01-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-20 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-20 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-20 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-07 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-20 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-20 |