Sunny Tit Leung Chan
陳鐵樑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sunny Tit Leung Chan (陳鐵樑), a licensed former licensee with CE reference ADP076. This person has 14.4 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lego Securities Limited 力高證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-05-13 | 2026-06-30 |
| Lego Corporate Finance Limited 力高企業融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-05-13 | 2026-06-30 |
| Lego Securities Limited 力高證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-11 | 2021-05-13 |
| Lego Corporate Finance Limited 力高企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-03-11 | 2021-05-13 |
| Sunfund Securities Limited 東皓證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-04-02 | 2021-02-09 |
| Sunfund Securities Limited 東皓證券有限公司 |
RO | Type 4 - Advising on securities | 2020-04-02 | 2021-02-09 |
| Sunfund Capital Limited 東皓資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-10-10 | 2021-02-09 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-04-12 | 2019-09-16 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-04-12 | 2019-09-16 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-05-20 | 2019-09-16 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-13 | 2018-04-12 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-03-13 | 2018-04-12 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-03-13 | 2016-05-20 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2004-02-23 | 2005-06-14 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2004-02-23 | 2005-06-14 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-02-23 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-04 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-23 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sunny Tit Leung Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.