Jia Keen Siow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jia Keen Siow, CE reference BCC461. Currently licensed at 1 firm(s): Macquarie Asia Securities Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Asia Securities Limited |
Rep | Type 1 — Dealing in securities | 2020-12-04 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-07 | 2021-01-04 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2017-06-05 | 2017-06-09 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2017-04-05 | 2017-04-08 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2016-05-03 | 2016-05-09 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2013-10-25 | 2016-04-22 |