Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Jin Cao
CE ATO442 - active, Hidden Hill HK Investment Management Limited
Li Wang
CE BVD259 - active, Hidden Hill HK Investment Management Limited
Xin Fang
CE BXE317 - active, Hidden Hill HK Investment Management Limited
Haohua Lin
CE BOI926 - active, Hidden Hill HK Investment Management Limited
Wen-Chung Chen
CE AEB983 - active, Haogen Capital Securities Limited
Yong Zhang
CE BWK502 - active, Haogen Capital Securities Limited
Chun Kwan Tong
CE BEO229 - active, Hong Xiang Securities Hong Kong Company Limited
Kin Pong Wong
CE AJN217 - active, Hong Xiang Securities Hong Kong Company Limited
Lei Guan
CE BGM931 - active, Hullson Capital Partners Limited
Guangyu Li
CE BBE663 - active, Hullson Capital Partners Limited
Jingzhi Wang
CE BNK282 - active, Hullson Capital Partners Limited
Shengkun Wang
CE AXG752 - active, Hullson Capital Partners Limited
Yang Zhao
CE ARS552 - active, Hullson Capital Partners Limited
Yuqian Song
CE BWO820 - active, Hullson Capital Partners Limited
Xuelu Wu
CE BWT798 - active, Hullson Capital Partners Limited
Zeming Zhang
CE BRQ538 - active, Hullson Capital Partners Limited
Mihnea Dan Petru Brediceanu
CE BOX114 - active, Hudson Bay Capital Management (Hong Kong) Limited
Yinfei Dong
CE BES352 - active, Hudson Bay Capital Management (Hong Kong) Limited
Anuj Mutreja
CE AFT540 - active, Hudson Bay Capital Management (Hong Kong) Limited
Mitul Bharatkumar Popat
CE BHW489 - active, Hudson Bay Capital Management (Hong Kong) Limited
Jeffrey Shung Chi Kwong
CE BEE420 - active, Hudson Bay Capital Management (Hong Kong) Limited
Siu Lun Ng
CE AVL457 - active, Hudson Bay Capital Management (Hong Kong) Limited
Mihir Milindra Sheth
CE ATO049 - active, Hudson Bay Capital Management (Hong Kong) Limited
Keung Cheng
CE ACO077 - active, HEAVENBOURNE SECURITIES LIMITED
Chun Kwong Wong
CE ACP183 - active, HEAVENBOURNE SECURITIES LIMITED
Ching Ki Wong
CE AGP092 - active, HEAVENBOURNE SECURITIES LIMITED
Jun Liu
CE BWF590 - active, Huatai-Pinebridge Asset Management (International) Company Limited
Hanqing Tian
CE BWB591 - active, Huatai-Pinebridge Asset Management (International) Company Limited
Le Zhou
CE BXP458 - active, Huatai-Pinebridge Asset Management (International) Company Limited
Lei Zhu
CE BAK409 - active, Huatai-Pinebridge Asset Management (International) Company Limited
I Fon Chung
CE AVI326 - active, Hazel Securities Limited
Yuen Han Sun
CE AGN808 - active, Hazel Securities Limited
Cheuk Ki Cheung
CE BLY471 - active, Hazel Securities Limited
Wai Hung Choi
CE BTR290 - active, Hazel Securities Limited
Ka Ho Lee
CE BBT497 - active, Hazel Securities Limited
William Chi Kwong Tam
CE AFG390 - active, Hazel Securities Limited
Ho Kin Chan
CE ANT708 - active, Halo Securities Limited
Kwan Ho Wong
CE AOR534 - active, Halo Securities Limited
Sam Ching Sum Chan
CE AWO231 - active, Hong Kong ZH Capital Co., Limited
Barry Kwok Wing Cheung
CE ABM132 - active, Hong Kong ZH Capital Co., Limited
Chee Ling Koid
CE ARD491 - active, Hong Kong ZH Capital Co., Limited
Kok Hong Lo
CE AWT686 - active, ICBC (Asia) Securities Limited
Kai Ming Yeung
CE APB776 - active, ICBC (Asia) Securities Limited
Gareth Kwok Wai Ho
CE ACP902 - active, ICBC (Asia) Securities Limited
Man Kit Ho
CE AWA582 - active, ICBC (Asia) Securities Limited
Ka Man (SFC:AWP715) Lau
CE AWP715 - active, ICBC (Asia) Securities Limited
Chak Hang Yip
CE AMK299 - active, ICBC (Asia) Securities Limited
Matthew James Burlage
CE ACQ091 - active, iReality Investments Limited
Juliette Lip Ming Chow
CE ADH438 - active, iReality Investments Limited
David Nathaniel Tee
CE ADV188 - active, iReality Investments Limited
Chun Yu Lau
CE AYJ055 - active, iMarkets Limited
Kwong Wang Lee
CE APJ676 - active, iMarkets Limited
Yuki Gany
CE BBW706 - active, ICG Asia Pacific Limited
Woo Seok Jun
CE AVF217 - active, ICG Asia Pacific Limited
Andreas Georg Mondovits
CE ALO012 - active, ICG Asia Pacific Limited
Jang Ho Park
CE ALF284 - active, ICG Asia Pacific Limited
Han Soo Kim
CE BQQ935 - ceased
Insik Kim
CE BQG738 - active, ICG Asia Pacific Limited
Suwan Kim
CE BWI630 - active, ICG Asia Pacific Limited
Hongyu Liu
CE BHO167 - active, ICG Asia Pacific Limited
Zhengwei Qian
CE BSF253 - active, ICG Asia Pacific Limited
Miya Yamazaki
CE BPE902 - active, ICG Asia Pacific Limited
Yixue Zhang
CE BBS608 - active, ICG Asia Pacific Limited
Wei June Hui Kwong
CE AAB071 - active, Intercontinent Securities Company Limited
Yee Wah Evana Hui
CE BRT090 - active, Intercontinent Securities Company Limited
Yuen Wah Kwan
CE ABN043 - active, Intercontinent Securities Company Limited
Kok Shing Lam
CE AAI702 - active, Intercontinent Securities Company Limited
Yee Man Chan
CE AEN676 - active, Investport (H.K.) Limited
Gerhard Hans Hinterhaeuser
CE AGS415 - active, Investport (H.K.) Limited
Yee Kwong Hui
CE AAA823 - active, Investport (H.K.) Limited
Nga Shu Queenie Chiu
CE BOZ725 - active, Investport (H.K.) Limited
Matthew John Benney
CE AUZ012 - active, IMC Asia Pacific Limited
Mei Shan Chan
CE ANC021 - active, IMC Asia Pacific Limited
Andrew Ka Wing Fong
CE AMW761 - active, IMC Asia Pacific Limited
Michelle Chang
CE BRX607 - active, IMC Asia Pacific Limited
Montassya Uly Basa Hutauruk
CE BEO582 - active, IMC Asia Pacific Limited
Kwihwan Park
CE BLZ454 - active, IMC Asia Pacific Limited
Takako Sugimoto
CE BWS939 - active, IMC Asia Pacific Limited
Christopher Woo Teck Tan
CE ABG708 - active, Ivory Capital Private Limited
Julius Wang
CE AEB169 - active, Ivory Capital Private Limited
Hao Song
CE BNH693 - active, Ivory Capital Private Limited
Manish Bishnoi
CE AXE046 - active, Impax Asset Management (Hong Kong) Limited
Charles Peter French
CE BVY733 - active, Impax Asset Management (Hong Kong) Limited
Haoyu Yang
CE AYJ916 - active, Impax Asset Management (Hong Kong) Limited
Rui Li
CE BUI519 - active, Impax Asset Management (Hong Kong) Limited
Weiyuan Liang
CE BNF426 - active, Impax Asset Management (Hong Kong) Limited
Anthony Jen Haw Chan
CE AGN913 - active, Isola Capital Asset Management Limited
David Zhang
CE AFM920 - active, Isola Capital Asset Management Limited
Yin Man Mandy Chan
CE AEY855 - active, Isola Capital Asset Management Limited
Pei Toh Chung
CE BWR136 - active, Isola Capital Asset Management Limited
Hoi Shuen Kong
CE BFJ638 - active, Isola Capital Asset Management Limited
Sin Ting Lau
CE BVC381 - active, Isola Capital Asset Management Limited
Denise Tin-Ching Man
CE BTY062 - active, Isola Capital Asset Management Limited
Lionel Digby Sheffield Neave
CE ASD187 - active, Isola Capital Asset Management Limited
Cheng Peng
CE BIJ936 - active, Isola Capital Asset Management Limited
Tao Kuang
CE AWL776 - active, Innovation Asset Management Co., Limited
Xia Kuang
CE AML239 - active, Innovation Asset Management Co., Limited
Abbott Sik Kwong Lau
CE AAC963 - active, Innovation Securities Co., Limited
Wai Chung Chan
CE ANZ625 - active, Innovation Asset Management Co., Limited
Nicholas Hung Trinh
CE ACL231 - active, Innovation Securities Co., Limited
Neil Michael Doherty
CE BNC270 - active, IFM Investors (HK) Ltd
Hye Soo Lee
CE AXV597 - active, IFM Investors (HK) Ltd
Peter William Swarbreck
CE ANW415 - active, IFM Investors (HK) Ltd
Wei Sun Teh
CE BTG983 - active, IFM Investors (HK) Ltd
Wing Hang Chung
CE BJU092 - active, IFM Investors (HK) Ltd
Jae Hyung Kim
CE BVH385 - active, IFM Investors (HK) Ltd
Hoi Yi Lau
CE AJF305 - active, IFM Investors (HK) Ltd
Victor Ly
CE BMX825 - active, IFM Investors (HK) Ltd
Pui Suen Suen
CE ART002 - active, IFM Investors (HK) Ltd
Yihong Zhu
CE AXZ071 - active, IFM Investors (HK) Ltd
Sze Ho Chan
CE AWZ026 - active, I Win Securities Limited
Wai Hung Fok
CE AFN727 - active, I Win Asset Management Limited
Raymond Wai Lok Fong
CE AFT306 - active, I Win Asset Management Limited
Ying Tung Lau
CE ATD665 - active, I Win Securities Limited
Kam Fai Lui
CE AHL563 - active, I Win Asset Management Limited
Pang Chak Ng
CE AUE239 - active, I Win Securities Limited
Sammy Ngan Shum
CE AKR115 - active, I Win Asset Management Limited
Sze Wing (SFC:BWO251) Chan
CE BWO251 - active, I Win Securities Limited
Sam Man Lung Chang
CE ALU467 - active, I Win Securities Limited
Ka Kei Chio
CE BUC048 - active, I Win Securities Limited
Chun Wah Kwok
CE BQQ200 - active, I Win Securities Limited
Kenneth Yui Dung Liu
CE AEG935 - active, I Win Securities Limited
Tai Cheung Poon
CE AQY872 - active, I Win Securities Limited
Will Way Wang
CE BLH658 - active, I Win Securities Limited
Yuen Ngok Wong
CE BKL968 - active, I Win Securities Limited
Yan Xiao
CE BSJ854 - active, I Win Securities Limited
Siu Fong Li
CE AAI900 - active, Innovest Securities Investment Limited
Penny Yuk Ng
CE AAD136 - active, Innovest Securities Investment Limited
Hin Tat Wat
CE AHJ231 - ceased
Wissam Farah
CE BSF192 - active, iCapital Advisory Limited
Steven Thomas Halford
CE AWV229 - active, iCapital Advisory Limited
Lok Man Leung
CE BEN424 - active, Interarch Asset Management Limited
Wing Hang (SFC:BJW627) Leung
CE BJW627 - active, Interarch Asset Management Limited
Siyuan Qu
CE BHJ218 - active, Interarch Asset Management Limited
Sze Pan Tse
CE AYR056 - active, Interarch Asset Management Limited
Wai Lung Chan
CE AQQ383 - active, Interarch Asset Management Limited
Howon Lee
CE BPB585 - active, IMM Investment Hong Kong Limited
Young Joon Lee
CE BLP736 - active, IMM Investment Hong Kong Limited
Seong Hwan Jin
CE BAP377 - ceased
Jongwoo Yoon
CE BQN364 - active, IMM Investment Hong Kong Limited
Amanda Nga Wun Cheung
CE BNP733 - active, ISP Financial Services (Hong Kong) Limited
Reza Rezaeian Kochesfahani
CE BCH570 - active, ISP Financial Services (Hong Kong) Limited
Roy Tal
CE BPS956 - active, ISP Financial Services (Hong Kong) Limited
Mayce Tam
CE ADW542 - active, ISP Financial Services (Hong Kong) Limited
Po Sum Ho
CE BNB598 - active, Intrabase Capital Limited
Teresa Shuk Ying Lau
CE AEJ900 - active, Intrabase Capital Limited
Kin Yu Au
CE BBF288 - active, Inflexion Macro Capital Management Limited
Ang Li
CE APF219 - active, Inflexion Macro Capital Management Limited
Bo Liu
CE AQU179 - active, Inflexion Macro Capital Management Limited
Patrick Jing Wan Lee
CE ANW191 - active, Inflexion Macro Capital Management Limited
Yiu Chung Ho
CE BOC926 - active, Invision Asset Management International Limited
Tak Seng Tam
CE BOI155 - active, Invision Asset Management International Limited
Boris Poon
CE BWY664 - active, Invision Asset Management International Limited
Hon Wai Lau
CE ACI109 - active, Initial Capital Securities Limited
Longxi Li
CE BOW524 - active, Initial Capital Securities Limited
Qingyuan Kong
CE BVV873 - active, Ivy Pro Limited
Yiu Wai Lau
CE ACI099 - active, Ivy Pro Limited
Zhijuan Liu
CE BVS389 - active, Ivy Pro Limited
Hei Wai Chau
CE BEZ010 - ceased
Justin Sek Fun Poon
CE ARW860 - active, Ivy Pro Limited
Ngat Chan
CE APB445 - active, Ignite Capital (Asia Pacific) Limited
Lan Li
CE ANJ330 - active, Ignite Capital (Asia Pacific) Limited
Cecilia Yin Ming Tam
CE ATO160 - active, Ignite Capital (Asia Pacific) Limited
Soon Hoe Tan
CE AOQ585 - active, Ignite Capital (Asia Pacific) Limited
Ming Kit Tin
CE ANQ435 - active, Ignite Capital (Asia Pacific) Limited
Chak Yu Yeung
CE BRQ973 - active, Ignite Capital (Asia Pacific) Limited
Shih-Liang Chiu
CE AOB284 - active, Invar Capital (HK) Limited
Ka Chun (SFC:AUU925) Wong
CE AUU925 - active, Invar Capital (HK) Limited
Shi Jin
CE BWS184 - active, Invar Capital (HK) Limited
Zhengqing Tong
CE BWZ984 - active, Invar Capital (HK) Limited
Shui Ping Ki
CE ABD063 - active, Integrated Fund Platform Limited
Victor Wai Tat Lau
CE APF754 - active, Integrated Fund Platform Limited
Karie Hoi Li Shu
CE AFA354 - active, Integrated Fund Platform Limited
Kam Kuen (SFC:BWI899) Lee
CE BWI899 - active, Integrated Fund Platform Limited
Kenny Tsui
CE AJD776 - active, JVSakk Asia Limited
Albert Cheuk Fai Wong
CE AJY011 - active, JVSakk Asia Limited
Linda Kwai Yiu Chan
CE AAW288 - active, JVSakk Asia Limited
Sun Hing Josephine Shirley Chan
CE ADR225 - active, JVSakk Asia Limited
Wai Yi Ching
CE BPR767 - active, JVSakk Asia Limited
Paul Chung
CE ADB963 - active, JVSakk Asia Limited
Sean Nicholas da Cruz
CE BJA766 - active, JVSakk Asia Limited
Hua Chih Hung
CE BJE265 - active, JVSakk Asia Limited
Yat Nam Kwan
CE ALI488 - ceased
King Tin
CE BOE896 - active, JVSakk Asia Limited
Michelle Kit Ling Tong
CE ACB541 - active, JVSakk Asia Limited
Yau Ming Wong
CE AYI434 - active, JVSakk Asia Limited
Ngai Au
CE ALV387 - active, Jimei Securities Limited
Arthur Kin Man Tam
CE ANM878 - active, Jimei Securities Limited
Amy Luen Kuen Chan
CE AAC532 - active, Jimei Securities Limited
Andy Ka Wai Tse
CE ABR168 - active, Jimei Securities Limited
Chun Kit Yuen
CE ASY208 - active, Jimei Securities Limited
Kin Tak Au
CE ANQ975 - active, Jakota Asset Management Limited
Andes Cheng
CE AEJ691 - active, Jakota Securities Group Limited
Wing Yee Fung
CE AVH672 - active, Jakota Securities Group Limited
Hei Ming Chan
CE BBA473 - active, Jakota Securities Group Limited
Kin Man Ho
CE AWG976 - active, Jakota Securities Group Limited
Winnie Wing Yi Lee
CE BCI849 - active, Jakota Securities Group Limited
Kwok Leung Ma
CE AFX841 - active, Jakota Securities Group Limited
Jeffrey Delaney Nanney
CE BBT844 - active, Jane Street Asia Pacific Limited
Nathan Savir
CE BBT737 - active, Jane Street Asia Pacific Limited
Lucian Wang
CE BMG250 - active, Jane Street Asia Pacific Limited
Edward James Wieser
CE BAL543 - active, Jane Street Asia Pacific Limited
Chen Yun Yin
CE BFX406 - active, Jane Street Asia Pacific Limited
Tanvi Aggarwal
CE BVL591 - active, Jane Street Asia Pacific Limited
Clyde Wesley Si Ang
CE BRQ889 - active, Jane Street Asia Pacific Limited
Alexander Jack Babidge
CE BOA746 - active, Jane Street Asia Pacific Limited
Wei Heng Bay
CE BQL650 - active, Jane Street Asia Pacific Limited
Jacob Francis Boeding
CE AVC255 - active, Jane Street Asia Pacific Limited
Felix Nicolas Breton
CE BUE303 - active, Jane Street Asia Pacific Limited
David Neal Broodryk
CE BTR869 - active, Jane Street Asia Pacific Limited
Archit Bubna
CE BUD415 - active, Jane Street Asia Pacific Limited
Jose Armando Chacon Rodriguez
CE BVI592 - active, Jane Street Asia Pacific Limited
Aditya Chakravarthy
CE BVH898 - active, Jane Street Asia Pacific Limited
Eric Louis Marcel Champion
CE BAF305 - active, Jane Street Asia Pacific Limited
Andy Gengyu Chen
CE BPV045 - active, Jane Street Asia Pacific Limited
Yen Shuo Chen
CE BOJ310 - active, Jane Street Asia Pacific Limited
Zisheng Chen
CE BTB380 - active, Jane Street Asia Pacific Limited
Zixuan (SFC:BTQ656) Chen
CE BTQ656 - active, Jane Street Asia Pacific Limited
Chit Yu Cheng
CE BXN079 - active, Jane Street Asia Pacific Limited
Chun Ho Cheng
CE BEO464 - active, Jane Street Asia Pacific Limited
Jie Ying Perlyn Chew
CE BVF903 - active, Jane Street Asia Pacific Limited
Jui-Lin Chien
CE BLG339 - active, Jane Street Asia Pacific Limited
Ben Beale Chiu
CE BVE951 - active, Jane Street Asia Pacific Limited
Anson Tsun Ho Chow
CE AQG809 - active, Jane Street Asia Pacific Limited
Anthony Clays
CE BTT420 - active, Jane Street Asia Pacific Limited
Thomas Connolly
CE BWY996 - active, Jane Street Asia Pacific Limited
Ziyong Cui
CE BWZ498 - active, Jane Street Asia Pacific Limited
Sander Grant Curnow
CE BXG794 - active, Jane Street Asia Pacific Limited
Harrison James Cusack
CE BWN234 - active, Jane Street Asia Pacific Limited
Calum Rory Dick-Oakley
CE BTQ098 - active, Jane Street Asia Pacific Limited
Qianru Du
CE BSE087 - active, Jane Street Asia Pacific Limited
Edward Z Fan
CE BUQ815 - active, Jane Street Asia Pacific Limited
Christopher Michael Finn
CE BSY897 - active, Jane Street Asia Pacific Limited
Amber Grace Fisher
CE BXM313 - ceased
Brandon Alexander Fong
CE BSJ076 - active, Jane Street Asia Pacific Limited
John Spencer Hugh Foxcroft
CE BOA398 - active, Jane Street Asia Pacific Limited
Florencia Frans
CE BUO588 - active, Jane Street Asia Pacific Limited
Hai Tao Fuan
CE AQV646 - active, Jane Street Asia Pacific Limited
Alexandre Gilbert Gerard Gaio
CE BQC467 - active, Jane Street Asia Pacific Limited
Shashwat Garg
CE BUU142 - active, Jane Street Asia Pacific Limited
Simon Goldshtein
CE AWI075 - active, Jane Street Asia Pacific Limited
Likith Govindaiah
CE BOI305 - active, Jane Street Asia Pacific Limited
Cynthia Haoyue Guo
CE BSF618 - active, Jane Street Asia Pacific Limited
Yulong Guo
CE BVI221 - active, Jane Street Asia Pacific Limited
Kalash Gupta
CE BSY895 - active, Jane Street Asia Pacific Limited
Ravi Gupta
CE BSX575 - active, Jane Street Asia Pacific Limited
Connor Paul Hobbs
CE BUG518 - active, Jane Street Asia Pacific Limited
Moon Hee Hong
CE BIW969 - active, Jane Street Asia Pacific Limited
Pedraam Hosseini
CE BUC268 - active, Jane Street Asia Pacific Limited
Dylan Yifan Hu
CE BWS885 - active, Jane Street Asia Pacific Limited