Pui Chung Mok

莫沛聰
CE No. AFU628 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Chung Mok (莫沛聰), CE reference AFU628. Currently licensed at 2 firm(s): MoneyMore Asset Management Limited, MoneyMore Securities Limited. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
MoneyMore Asset Management Limited
萬利資產管理有限公司
RO Type 4 — Advising on securities 2025-04-11 present
MoneyMore Asset Management Limited
萬利資產管理有限公司
RO Type 9 — Asset management 2025-04-11 present
MoneyMore Securities Limited
萬利證券有限公司
RO Type 1 — Dealing in securities 2024-05-16 present
MoneyMore Securities Limited
萬利證券有限公司
Rep Type 1 — Dealing in securities 2024-03-12 2024-05-16
Prior Asset Management Limited
昇悅資產管理有限公司
RO Type 4 — Advising on securities 2023-11-01 2024-02-26
Prior Asset Management Limited
昇悅資產管理有限公司
RO Type 9 — Asset management 2023-11-01 2024-02-26
Prior Securities Limited
昇悅證券有限公司
RO Type 1 — Dealing in securities 2022-10-05 2024-02-26
Cheer Union Securities Limited
滿好證券有限公司
RO Type 1 — Dealing in securities 2017-08-14 2022-08-31
Cheer Union Securities Limited
滿好證券有限公司
Rep Type 1 — Dealing in securities present 2017-08-14
Cheer Union Securities Limited
滿好證券有限公司
Rep Type 4 — Advising on securities present 2003-09-20
Cheer Union Securities Limited
滿好證券有限公司
Rep Type 6 — Advising on corporate finance present 2003-09-20
Cheer Union Securities Limited
滿好證券有限公司
Rep Type 9 — Asset management present 2003-09-20

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