Kong Wah Lam
林江華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kong Wah Lam (林江華), CE reference BNO549. Currently licensed at 1 firm(s): MC Financial Services Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MC Financial Services Limited 美源金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2022-02-16 | present |
| MC Financial Services Limited 美源金融服務有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-02-16 | present |
| MC Financial Services Limited 美源金融服務有限公司 |
RO | Type 4 — Advising on securities | 2022-02-16 | present |
| MC Financial Services Limited 美源金融服務有限公司 |
RO | Type 9 — Asset management | 2022-02-16 | present |
| MC Financial Services Limited 美源金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-18 | 2022-02-16 |
| MC Financial Services Limited 美源金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-09-18 | 2022-02-16 |
| MC Financial Services Limited 美源金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-18 | 2022-02-16 |
| MC Financial Services Limited 美源金融服務有限公司 |
Rep | Type 9 — Asset management | 2018-09-18 | 2022-02-16 |