Janice Yui Chit Ko
高睿哲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Janice Yui Chit Ko (高睿哲), CE reference AFL110. Currently licensed at 2 firm(s): Macquarie Asia Securities Limited, Macquarie Capital Limited. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Asia Securities Limited |
RO | Type 1 — Dealing in securities | 2023-02-07 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-07 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 7 — Providing automated trading services | 2023-02-07 | present |
| Macquarie Asia Securities Limited |
Rep | Type 1 — Dealing in securities | 2022-05-23 | 2023-02-07 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-23 | 2023-02-07 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 7 — Providing automated trading services | 2022-05-23 | 2023-02-07 |
| Legal & General Investment Management Asia Limited | Rep | Type 1 — Dealing in securities | 2022-01-05 | 2022-05-13 |
| Legal & General Investment Management Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2022-01-05 | 2022-05-13 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2019-04-18 | 2021-02-23 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2019-04-18 | 2021-02-23 |
| Merrill Lynch Far East Limited | Rep | Type 7 — Providing automated trading services | 2013-09-06 | 2018-11-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | 2011-12-01 | 2013-09-23 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-26 | 2021-02-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-08-02 | 2019-04-18 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2010-08-02 | 2019-04-18 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-02 | 2010-08-26 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2007-05-02 | 2010-06-04 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-21 | 2010-06-04 |