Eric Tai Yue Ang
洪大裕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Tai Yue Ang (洪大裕), CE reference ADJ380. Currently licensed at 1 firm(s): Macquarie Asia Securities Limited. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Asia Securities Limited |
Rep | Type 1 — Dealing in securities | 2021-10-20 | present |
| Macquarie Asia Securities Limited |
Rep | Type 4 — Advising on securities | 2021-10-20 | present |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-26 | 2021-07-07 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-15 | 2012-02-03 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2009-06-24 | 2010-09-20 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2009-06-24 | 2010-09-20 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-06-03 | 2010-09-20 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-06-03 | 2010-09-20 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-29 | 2008-12-12 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-08-29 | 2008-12-12 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-08-29 | 2008-12-12 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2007-04-13 | 2007-08-18 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 5 — Advising on futures contracts | 2007-04-13 | 2007-08-18 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2007-04-13 | 2007-08-18 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-19 | 2007-04-13 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-04-19 | 2007-04-13 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2006-04-19 | 2007-04-13 |
| T. Rowe Price International, Inc. | Rep | Type 4 — Advising on securities | present | 2005-09-05 |
| T. Rowe Price International, Inc. | Rep | Type 6 — Advising on corporate finance | present | 2004-10-13 |
| T. Rowe Price International, Inc. | Rep | Type 9 — Asset management | present | 2005-09-05 |