Nik Hadi Bin Nik Mahmood
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nik Hadi Bin Nik Mahmood, CE reference AMJ211. Currently licensed at 1 firm(s): Macquarie Asia Securities Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Asia Securities Limited |
Rep | Type 1 — Dealing in securities | 2025-02-17 | present |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-03 | 2009-08-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-01-27 | 2007-06-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-15 | 2005-08-16 |