Alan Bing Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Bing Chen, a licensed former licensee with CE reference AEH768. This person has 20.9 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2024-10-22 | 2026-06-19 |
| Macquarie Asia Securities Limited | Rep | Type 1 - Dealing in securities | 2020-09-30 | 2026-06-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 - Dealing in securities | 2018-09-05 | 2024-10-22 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-09 | 2018-09-05 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-05 | 2016-01-21 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-08-05 | 2016-01-21 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2010-06-14 | 2014-03-10 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2010-06-14 | 2014-03-10 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-04 | 2010-06-14 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-11-04 | 2014-03-10 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2009-09-10 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2009-09-10 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-04 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-05-04 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-04 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-04 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alan Bing Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.