Ying Kin Li
李應健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Kin Li (李應健), a licensed former licensee with CE reference BBE439. This person has 12.3 years of SFC licence history. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lego Asset Management Limited 力高資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-20 | 2026-07-31 |
| Lego Asset Management Limited 力高資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-07-20 | 2026-07-31 |
| Lego Securities Limited 力高證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-11-29 | 2026-07-31 |
| Lego Securities Limited 力高證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-20 | 2019-11-29 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-25 | 2018-04-09 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-01-25 | 2018-04-09 |
| AAA Securities Co. Limited | Rep | Type 1 - Dealing in securities | 2016-11-23 | 2017-02-14 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-26 | 2016-11-11 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-04-26 | 2016-11-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ying Kin Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.