Tianli Chu
楚天驪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tianli Chu (楚天驪), CE reference AVY302. Currently licensed at 1 firm(s): LMR Partners Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LMR Partners Limited |
Rep | Type 9 — Asset management | 2024-11-20 | present |
| Qube Research & Technologies Hong Kong Limited | Rep | Type 9 — Asset management | 2022-09-13 | 2023-07-28 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-03 | 2022-06-30 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-12-03 | 2016-05-05 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 9 — Asset management | 2014-12-03 | 2022-06-30 |
| Segantii Capital Management Limited | Rep | Type 9 — Asset management | 2013-05-15 | 2014-07-31 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2010-09-27 | 2013-04-03 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2010-09-27 | 2013-04-03 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-27 | 2013-04-03 |