Yi Jin
金翼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Jin (金翼), CE reference BQC994. Currently licensed at 1 firm(s): Liquidnet Asia Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2025-01-27 | present |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2025-01-27 | present |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-23 | 2023-09-29 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-23 | 2023-09-29 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-23 | 2022-11-08 |